John E. Watson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Watson was a registered financial advisor .
John is a previously registered financial advisor and started their career in finance in 1991. John had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2011 - September 12, 2013
SUMMIT FINANCIAL GROUP INC
October 5, 2011 - September 12, 2013
SUMMIT BROKERAGE SERVICES, INC.
October 4, 2011 - October 6, 2011
SUMMIT FINANCIAL GROUP INC
May 6, 2011 - October 4, 2011
J. W. COLE ADVISORS, INC.
May 6, 2011 - October 4, 2011
J.W. COLE FINANCIAL, INC.
July 28, 2005 - February 23, 2011
SECURITIES AMERICA ADVISORS, INC.
July 28, 2005 - February 23, 2011
SECURITIES AMERICA, INC.
November 17, 1998 - August 3, 2005
OSAIC FA, INC.
December 20, 1991 - August 3, 2005
OSAIC FA, INC.
December 9, 1991 - August 3, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SUMMIT FINANCIAL GROUP INC
CRD#: 109485 / SEC#: 801-56645
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
