Frank G. Mazzarino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank George Mazzarino was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 1992. Frank had worked at 8 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2011 - December 3, 2012
LEGEND ADVISORY, LLC
September 23, 2004 - December 3, 2012
LEGEND EQUITIES CORPORATION
September 11, 2002 - September 15, 2004
BRECEK & YOUNG ADVISORS, INC.
May 11, 2001 - September 15, 2004
BRECEK & YOUNG ADVISORS, INC.
February 1, 2000 - May 11, 2001
CADARET, GRANT & CO., INC.
January 2, 1998 - December 31, 1999
CADARET, GRANT & CO., INC.
January 4, 1997 - January 2, 1998
PINEBRIDGE SECURITIES LLC
July 29, 1994 - December 20, 1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
July 29, 1994 - December 20, 1996
SIGNATOR INVESTORS, INC.
August 19, 1992 - December 3, 1992
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LEGEND ADVISORY, LLC
CRD#: 104761 / SEC#: 801-13887
Contact information
Red Flags
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