Robert E. Walter
Professional summary
Robert Edward Walter is a registered financial professional currently at PACIFIC SELECT DISTRIBUTORS, LLC located in Newport Beach, California.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1992. Robert has worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Edward Walter's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 26, 2016 - Present
PACIFIC SELECT DISTRIBUTORS, LLC
Office #1: 700 Newport Center Drive, Newport Beach, CA 92660January 27, 2005 - August 23, 2016
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
June 28, 2001 - February 24, 2004
SECURITIES MANAGEMENT & RESEARCH, INC.
December 23, 1999 - March 1, 2001
DIME SECURITIES, INC.
February 19, 1999 - December 22, 1999
CITICORP INVESTMENT SERVICES
May 6, 1998 - February 9, 1999
FIRST UNION BROKERAGE SERVICES, INC.
July 10, 1997 - March 6, 1998
FUNDS DISTRIBUTOR, LLC
February 1, 1993 - December 3, 1993
LORD ABBETT DISTRIBUTOR LLC
May 15, 1992 - January 11, 1993
EATON VANCE DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/26/2016)
Exams
FINRA
Current Firm
PACIFIC SELECT DISTRIBUTORS, LLC
CRD#: 4452 / SEC#: , 8-15264
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC LIFE INSURANCE COMPANY | PARENT OF APPLICANT | |
| DARE, BARBARA ALYCE | VICE PRESIDENT | 5074108 |
| KISSEL, GEOFFREY P | CHIEF EXECUTIVE OFFICER | 7499710 |
| LA ROQUE, SUZANNE MARIE | ASSISTANT VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 4222767 |
| SMITH, TREVOR TIMOTHY | VICE PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATING OFFICER | 4844953 |
| YAMAUCHI, STARLA CHIN | VICE PRESIDENT, CORPORATE SECRETARY | 7721024 |
Red Flags
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