Michael E. Hill
Professional summary
Michael Earl Hill was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Michael had worked at 3 firms, which includes WFG INVESTMENTS INC., NORTHSTAR SECURITIES INC., DOMINION CAPITAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2000 - December 6, 2000
WFG INVESTMENTS, INC.
July 20, 1998 - December 1, 2000
NORTHSTAR SECURITIES, INC.
November 21, 1996 - December 9, 1998
DOMINION CAPITAL CORPORATION
September 21, 1993 - December 9, 1998
DOMINION CAPITAL CORPORATION
May 13, 1992 - January 1, 1996
DOMINION CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WFG INVESTMENTS, INC.
CRD#: 22704 / SEC#: , 8-39928
Contact information
Documents
Disclosures
| Regulatory Event | 23 |
| Civil Event | 1 |
| Arbitration | 3 |
Red Flags
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