Raymond Vincent Ryan
Professional Summary
Raymond Vincent Ryan, who also goes by Ray Ryan, is a registered financial advisor currently at PATTEN AND PATTEN, INC. located in Chattanooga, Tennessee. Raymond is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Raymond has worked at 7 firms and has passed the Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Ray Ryan
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
35 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
PATTEN & PATTEN INC | PATTEN AND PATTEN, INC.
Contact Information
Main Address
555 Walnut Street Suite 280, Chattanooga, TN 37402Phone Number
(423) 756-3480# of Employees
13SEC notice filing (38 States and Territories)
Registered to provide investment advisory services in 38 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,156AUM (Assets Under Management)
$2,210,816,671Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
PATTEN & PATTEN INC | PATTEN AND PATTEN, INC.
State Registrations and Notice Filings
(3/25/2004)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Raymond Vincent Ryan's CRS (Customer Relationship Summary).
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