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Elizabeth M. Stavola

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CRD#: 2185989
ES

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Elizabeth Mary Stavola, who also goes by Beth Beggans, Elizabeth M Beggans, Elizabeth Mary Beggans, Elizabeth Beggans Stavola, Elizabeth M Bruckmann, Elizabeth Mary Bruckmann, Elizabeth Bruckmann, Elizabeth Stavola, was a registered financial professional .

Elizabeth is a previously registered financial professional and started their career in finance in 1992. Elizabeth had worked at 8 firms and has passed the Series 63, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Beth Beggans | Elizabeth M Beggans | Elizabeth Mary Beggans | Elizabeth Beggans Stavola | Elizabeth M Bruckmann | Elizabeth Mary Bruckmann | Elizabeth Bruckmann | Elizabeth Stavola

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 17, 2010 - May 3, 2012

ECHOTRADE LLC

BD
CRD#: 42239
PHOENIX, AZ
Past

September 29, 2006 - September 17, 2008

MADISON PROPRIETARY TRADING GROUP, LLC

BD
CRD#: 139818
NEW YORK, NY
Past

July 10, 2006 - October 3, 2006

FIS BROKERAGE & SECURITIES SERVICES LLC

BD
CRD#: 104162
NEW YORK, NY
Past

August 2, 2001 - September 9, 2005

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

April 20, 1998 - March 27, 2001

JEFFERIES LLC

BD
CRD#: 2347
NEW YORK, NY
Past

April 9, 1997 - April 24, 1998

MORGAN KEEGAN & COMPANY, LLC

BD
CRD#: 4161
MEMPHIS, TN
Past

April 28, 1993 - April 18, 1997

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

January 14, 1993 - April 21, 1993

GLEACHER & COMPANY SECURITIES, INC.

BD
CRD#: 298
NEW YORK, NY
Past

November 9, 1992 - January 1, 1993

HIGHLANDER CAPITAL GROUP, INC.

BD
CRD#: 19074
SHORT HILLS, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/30/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/3/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 8
Date: 11/5/1997
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

EL
ECHOTRADE LLC
ECHOTRADE LLC | VAN BUREN SECURITIES, LLC

CRD#: 42239 / SEC#: , 8-49764

BD
Terminated by SEC on 11/12/2013
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 01/01/2000
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
DEETER, MISCHALIMITED PARTNER5132163
DEWIT, JEFFREY JAMESPRESIDENT
DUFAULT, VINCENT ALLENBOARD MEMBER2566993
KELLER, ROBERT DENNISCHIEF OPERATING OFFICER
PARKER, MARTY LEEBOARD MEMBER2954332
REEB, ANDREW PAULCHIEF FINANCIAL OFFICER4391114

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ECHOTRADE LLC

CRD#: 42239

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