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Elizabeth Mary Stavola

CRD# 2185989·Registered 1992 - 2012
Previously Registered: Being a previously registered professional could mean that Elizabeth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Elizabeth Mary Stavola, who also goes by Beth Beggans, Elizabeth M Beggans, Elizabeth Mary Beggans, Elizabeth Beggans Stavola, Elizabeth M Bruckmann, Elizabeth Mary Bruckmann, Elizabeth Bruckmann, Elizabeth Stavola, was a registered financial advisor. Elizabeth was a previously registered financial professional and started their career in finance 1992 - 2012. Elizabeth had worked at 8 firms and has passed the Series 63, Series 7 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Beth Beggans, Elizabeth M Beggans, Elizabeth Mary Beggans, Elizabeth Beggans Stavola, Elizabeth M Bruckmann, Elizabeth Mary Bruckmann, Elizabeth Bruckmann, Elizabeth Stavola

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

ECHOTRADE LLC·CRD# 42239
BD
Phoenix, AZ
November 17, 2010 - May 3, 2012
MADISON PROPRIETARY TRADING GROUP, LLC·CRD# 139818
BD
New York, NY
September 29, 2006 - September 17, 2008
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
New York, NY
July 10, 2006 - October 3, 2006
JEFFERIES LLC·CRD# 2347
BD
New York, NY
August 2, 2001 - September 9, 2005
JEFFERIES LLC·CRD# 2347
BD
New York, NY
April 20, 1998 - March 27, 2001
MORGAN KEEGAN & COMPANY, LLC·CRD# 4161
BD
Memphis, TN
April 9, 1997 - April 24, 1998
TUCKER ANTHONY INCORPORATED·CRD# 837
BD
Boston, MA
April 28, 1993 - April 18, 1997
GLEACHER & COMPANY SECURITIES, INC.·CRD# 298
BD
New York, NY
January 14, 1993 - April 21, 1993
HIGHLANDER CAPITAL GROUP, INC.·CRD# 19074
BD
Short Hills, NJ
November 9, 1992 - January 1, 1993

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Current Firm

EL
ECHOTRADE LLC

ECHOTRADE LLC | VAN BUREN SECURITIES, LLC

CRD#: 42239 / SEC#: 8-49764
BD
Terminated by SEC on 11/12/2013

Contact Information

Established

Delaware since 01/01/2000

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
DEETER, MISCHALIMITED PARTNER5132163
DEWIT, JEFFREY JAMESPRESIDENT—
DUFAULT, VINCENT ALLENBOARD MEMBER2566993
KELLER, ROBERT DENNISCHIEF OPERATING OFFICER—
PARKER, MARTY LEEBOARD MEMBER2954332
REEB, ANDREW PAULCHIEF FINANCIAL OFFICER4391114

Disclosures

Regulatory Event

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 1992About the Series 7 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Nov 1997

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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