Sherri L. Christensen
Professional summary
Sherri Louise Christensen, who also goes by Sherri Louise Malless, Sherri Louise Mosley, is a registered financial professional currently at CAPITAL CLIENT GROUP, INC. located in Carmel, Indiana.
Sherri is registered as a RR (Registered Representative) and started their career in finance in 1991. Sherri has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sherri Louise Christensen's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 27, 2022 - Present
CAPITAL CLIENT GROUP, INC.
Office #1: 12711 N. Meridian Street, Carmel, IN 46032August 26, 2005 - May 19, 2022
ONEAMERICA SECURITIES, INC.
April 27, 2004 - August 31, 2004
VOYA FINANCIAL PARTNERS, LLC
December 17, 2001 - April 19, 2004
ONEAMERICA SECURITIES, INC.
December 3, 1991 - December 17, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
Primary Firm SEC Registration
CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/4/2022)
(5/27/2022)
(11/9/2023)
(11/9/2023)
Exams
Series 7TO
Date: 9/16/2022
General Securities Representative ExaminationFINRA
Current Firm
CAPITAL CLIENT GROUP, INC.
CRD#: 6247 / SEC#: 801-77946, 8-17168
Contact information
SEC notice filing (15 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CAPITAL RESEARCH AND MANAGEMENT COMPANY | STOCKHOLDER | |
| AGUILAR, ALBERT JR | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, DIRECTOR | 5106724 |
| BURTON, RENE MARGARET | TREASURER, FINANCIAL OPERATIONS PRINCIPAL, VICE PRESIDENT, DIRECTOR | 1956766 |
| MCHALE, TIMOTHY WILLIAM | SECRETARY | 4244021 |
| O'CONNOR, MATTHEW PHILIP | CHAIRMAN & CHIEF EXECUTIVE OFFICER, DIRECTOR | 2427203 |
| PIKEN, KEITH ALAN | SENIOR VICE PRESIDENT, DIRECTOR | 2576730 |
| TRIESSL, MICHAEL JAMES | DIRECTOR | 3060797 |
Red Flags
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