Curtis J. Habsieger
Professional summary
Curtis Jerald Habsieger is a registered financial advisor currently at CGR FINANCIAL located in San Pedro, California.
Curtis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Curtis has worked at 8 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Curtis Jerald Habsieger's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2019 - Present
CGR FINANCIAL
July 27, 2016 - January 11, 2019
WESTPARK CAPITAL, INC.
July 27, 2016 - June 29, 2018
WESTPARK CAPITAL, INC.
January 6, 2015 - July 28, 2016
NEWPORT COAST SECURITIES, INC.
January 6, 2015 - July 28, 2016
NEWPORT COAST SECURITIES, INC.
February 2, 2012 - January 5, 2015
PRUCO SECURITIES, LLC.
February 1, 2012 - January 5, 2015
PRUCO SECURITIES, LLC.
December 16, 2010 - January 26, 2012
NEWPORT COAST SECURITIES, INC.
December 15, 2010 - January 26, 2012
NEWPORT COAST SECURITIES, INC.
December 9, 2008 - December 16, 2010
EDWARD JONES
July 18, 2008 - December 16, 2010
EDWARD JONES
May 28, 1997 - February 13, 1998
TRADEWAY SECURITIES GROUP, INC.
August 30, 1993 - January 21, 1997
UBS FINANCIAL SERVICES INC.
February 12, 1992 - September 2, 1993
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/22/2019)
Exams
Current Firm
CGR FINANCIAL
CRD#: 299833 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 15 |
| AUM (Assets Under Management) | $ 5,222,785 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
