Brian R. Phares
Professional summary
Brian Robert Phares, who also goes by Brian R Phares, is a registered financial professional currently at AMERITAS INVESTMENT COMPANY, LLC located in North Platte, Nebraska.
Brian is registered as a RR (Registered Representative) and started their career in finance in 1991. Brian has worked at 6 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Robert Phares's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 22, 2023 - Present
AMERITAS INVESTMENT COMPANY, LLC
Office #1: 319 E. B St, North Platte, NE 69101May 18, 2015 - December 31, 2023
PRINCIPAL SECURITIES, INC.
November 19, 2004 - May 18, 2015
THE O.N. EQUITY SALES COMPANY
August 14, 2002 - November 10, 2004
TOWER SQUARE SECURITIES, INC.
May 24, 2000 - August 12, 2002
THE O.N. EQUITY SALES COMPANY
January 28, 2000 - April 5, 2000
TOWER SQUARE SECURITIES, INC.
July 17, 1998 - December 31, 1999
TOWER SQUARE SECURITIES, INC.
May 1, 1995 - July 22, 1998
NATIONWIDE FUND DISTRIBUTORS LLC
August 15, 1994 - April 24, 1995
ADVANTAGE CAPITAL CORPORATION
October 28, 1991 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2024)
(1/2/2024)
(12/22/2023)
(1/2/2024)
(12/22/2023)
(12/22/2023)
Exams
FINRA
Current Firm
AMERITAS INVESTMENT COMPANY, LLC
CRD#: 14869 / SEC#: 801-undefined, 8-31296
Contact information
FINRA licenses (51 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMERITAS LIFE INSURANCE CORP. | BENEFICIAL OWNER | |
| BEASLEY, RYAN CHARLES | MEMBER BOARD OF DIRECTORS | 2943009 |
| BERTHOLD, RICHARD AARON | VICE PRESIDENT, OPERATIONS | 4433172 |
| BIEL, ROLLIN LYNN | FINANCIAL AND OPERATIONS PRINCIPAL | 5101711 |
| HALVERSON, KELLY JAY | MEMBER BOARD OF DIRECTORS | 7977580 |
| KINSELLA, MATTHEW JOHN | CHIEF COMPLIANCE OFFICER | 5217108 |
| KORTE, BRENT FRAZIER | MEMBER BOARD OF DIRECTORS | 4808103 |
| ROBSON, JEREMY MICHAEL | PRESIDENT AND MEMBER BOARD OF DIRECTORS | 4147931 |
| SCHUBAUER, TYLER JOSEPH | CORPORATE SECRETARY | 6392775 |
| SHERFFIUS, MARIA ELIZABETH | SECOND VICE PRESIDENT - COMPLIANCE OFFICER | 2726500 |
| WU, MICHELE XIAOMING | MEMBER BOARD OF DIRECTORS | 7863936 |
Disclosures
| Regulatory Event | 21 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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