Bradley Brian Root
Professional Summary
Bradley Brian Root is a registered financial advisor currently at BROOKWOOD SECURITIES PARTNERS, LLC located in Beverly, Massachusetts. Bradley is registered as a RR (Registered Representative) and started their career in finance in 1991. Bradley has worked at 4 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 22 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
35 years in the financial services industry
Current & Past Employments
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Current Firm
BROOKWOOD SECURITIES PARTNERS, L.P. | BROOKWOOD SECURITIES PARTNERS, LLC
Contact Information
Main Address
138 Conant Street, Beverly, MA 01915Mailing Address
138 Conant Street, Beverly, MA 01915Phone Number
(978) 720-7500Established
Delaware since 05/17/1993Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (46 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/5/2017)
(6/5/2017)
(5/4/2017)
(5/4/2017)
(6/5/2017)
(6/5/2017)
(5/10/2023)
(5/10/2023)
(5/10/2023)
(8/18/2017)
(5/4/2017)
(6/2/2017)
(6/2/2017)
(5/10/2023)
(5/10/2023)
(7/8/2026)
(8/18/2017)
(6/5/2017)
(9/19/2022)
(5/4/2017)
(7/8/2026)
(6/2/2017)
(8/19/2022)
(6/5/2017)
(8/6/2026)
(6/2/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Nov 1991About the Series 22 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Bradley Brian Root's CRS (Customer Relationship Summary).
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