John H. Kirschner

GUARDIAN ASSET ADVISORS

WYOMISSING, PA 19610

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CRD#: 2185613

Professional summary

John Harold Kirschner III, who also goes by John H III Kirschner, is a registered financial advisor currently at GUARDIAN ASSET ADVISORS, LLC located in Wyomissing, Pennsylvania and OSAIC WEALTH, INC. located in Wyomissing, Pennsylvania.

John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. John has worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John H Iii Kirschner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

**Senior Financial Services Position: Sales Nature: Insurance Sales Investment Related: Yes Hours: 4 Securities Trading Hours: 4 Start Date: 10/09/2017 Address: 975 Berkshire Blvd., Suite 104, Wyomissing PA 19610 **Kirschner Financial S Corp Position: Owner Nature: Pass through company only Investment Related: No Hours: 0 Securities Trading Hours: 0 Start Date: 10/09/2017 Address: 975 Berkshire Blvd., Suite 104, Wyomissing PA 19610 **GUARDIAN ASSET ADVISORS LLC Position: ADVISOR Nature: INVESTMENT ADVISORY Investment Related: Yes Hours: 0 Securities Trading Hours: 0 Start Date: 10/09/2017 Address: 5000 RITTER ROAD, STE 202, MECHANICSBURG PA 17078

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Harold Kirschner III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 10, 2017 - Present

GUARDIAN ASSET ADVISORS, LLC

Office #1: 975 Berkshire Blvd Ste 104, Wyomissing, PA 19610

RIA

CRD#: 144958

WYOMISSING, PA

Current

June 14, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 975 Berkshire Blvd Ste 104, Wyomissing, PA 19610

RIA

CRD#: 23131

WYOMISSING, PA

Past

October 9, 2017 - June 14, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

WYOMISSING, PA

Past

March 7, 2008 - October 11, 2017

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

WYOMISSING, PA

Past

January 4, 1999 - October 11, 2017

NATIONAL PLANNING CORPORATION

CRD#: 29604

WYOMISSING, PA

Past

September 10, 1997 - October 3, 1997

SUNPOINT SECURITIES, INC.

CRD#: 25442

LONGVIEW, TX

Past

August 8, 1996 - October 3, 1997

THE ADVISORS GROUP, INC.

CRD#: 14035

BETHESDA, MD

Past

October 13, 1994 - August 13, 1996

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

December 23, 1992 - October 18, 1994

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

MINNEAPOLIS, MN

Past

January 7, 1992 - December 22, 1992

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

CRD#: 5181

BOSTON, MA

Past

January 7, 1992 - December 22, 1992

SIGNATOR INVESTORS, INC.

CRD#: 468

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GUARDIAN ASSET ADVISORS, LLC

GUARDIAN ASSET ADVISORS LLC | SENTINEL INTEGRATED PLANNING | SECURITIES AMERICA | MARRAZZO & ASSOCIATES FINANCIAL GROUP | GUARDIAN ASSET ADVISORS, LLC

CRD#: 144958 / SEC#: 801-120536

RIA

Registered Investment Advisory firm - (3/15/2021 Approved)

Florida

Registered Investment Advisory firm - (3/31/2021 Terminated)

Maryland

Registered Investment Advisory firm - (3/31/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/7/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/14/2024)

New Jersey
(6/14/2024)

New York
(6/14/2024)

IAR

Pennsylvania
(10/10/2017)

Pennsylvania
(6/14/2024)

South Carolina
(6/14/2024)

Texas
(6/14/2024)

Virginia
(6/14/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 4/10/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/3/1992

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

GUARDIAN ASSET ADVISORS, LLC

GUARDIAN ASSET ADVISORS LLC | SENTINEL INTEGRATED PLANNING | SECURITIES AMERICA | MARRAZZO & ASSOCIATES FINANCIAL GROUP | GUARDIAN ASSET ADVISORS, LLC

CRD#: 144958 / SEC#: 801-120536

RIA

Registered Investment Advisory firm - (3/15/2021 Approved)

Florida

Registered Investment Advisory firm - (3/31/2021 Terminated)

Maryland

Registered Investment Advisory firm - (3/31/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (4/7/2021 Terminated)

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Contact information

Main Address

5000 Ritter Rd Suite 202, Mechanicsburg, PA 17055

Mailing Address

Phone number

(717) 691-3003

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GAA - ADV PART 2A - FIRM BROCHURE (2/26/2025)

Regulatory assets under management

Total Number of Accounts	1,322
AUM (Assets Under Management)	$ 245,593,025

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John H. Kirschner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Harold Kirschner III's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

SECURITIES AMERICA, INC.

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

SUNPOINT SECURITIES, INC.

THE ADVISORS GROUP, INC.

OSAIC WEALTH, INC.

LUTHERAN BROTHERHOOD SECURITIES CORP.

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY

SIGNATOR INVESTORS, INC.

Primary Firm SEC Registration

GUARDIAN ASSET ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/10/1992

SIE

Date: 10/1/2018

Series 6

Date: 1/3/1992

FINRA

Current Firm

GUARDIAN ASSET ADVISORS, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GUARDIAN ASSET ADVISORS, LLC

TRUST BUT VERIFY

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