Matthew J. Giller

NEXT LEVEL PRIVATE LLC

Harrison, NY 10528

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CRD#: 2185571

Professional summary

Matthew James Giller, who also goes by Matt James Giller, Matt Giller, Matt James Giller, is a registered financial advisor currently at NEXT LEVEL PRIVATE LLC located in Harrison, New York.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Matthew has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Matt James Giller | Matt Giller | Matt James Giller

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Licensed insurance agent; Not Investment-Related; Wilton, CT 06897; Insurance Sales; Start Date: 12/2024; Implementation of insurance recommendations; Approx. 20% of time during month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew James Giller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2024 - Present

NEXT LEVEL PRIVATE LLC

Office #1: 500 Mamaroneck Avenue Suite 501, Harrison, NY 10528

RIA

CRD#: 313247

Harrison, NY

Past

January 17, 2023 - October 10, 2024

FARTHER

RIA

CRD#: 302050

Wilton, CT

Past

May 5, 2021 - January 20, 2023

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

WESTPORT, CT

Past

March 2, 2020 - January 20, 2023

MML INVESTORS SERVICES, LLC

CRD#: 10409

WESTPORT, CT

Past

March 29, 2016 - December 16, 2019

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

WESTPORT, CT

Past

April 7, 2014 - August 18, 2014

YOSEMITE EXECUTION PARTNERS INC.

CRD#: 165587

LAFAYETTE, CA

Past

March 6, 2013 - March 19, 2014

ELEVATION, LLC

CRD#: 140341

STTAMFORD, CT

Past

January 31, 2011 - March 1, 2013

TELSEY ADVISORY GROUP LLC

CRD#: 148234

NEW YORK, NY

Past

May 8, 2009 - January 31, 2011

ISLAND TRADING

CRD#: 111468

NEW YORK, NY

Past

October 23, 2007 - May 12, 2009

ABG SUNDAL COLLIER INC.

CRD#: 30605

NEW YORK, NY

Past

March 30, 2007 - October 17, 2007

ACCESS SECURITIES, LLC

CRD#: 22455

NEW CANAAN, CT

Past

January 22, 2007 - March 22, 2007

VANDHAM SECURITIES CORP.

CRD#: 26258

PARK RIDGE, NJ

Past

July 15, 2004 - January 4, 2007

LEERINK PARTNERS LLC

CRD#: 39011

NEW YORK, NY

Past

October 16, 2000 - July 20, 2004

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

March 29, 1993 - October 17, 2000

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NEXT LEVEL PRIVATE LLC

NEXT LEVEL PRIVATE LLC | NEXT LEVEL WEALTHCARE LLC

CRD#: 313247 / SEC#: 801-122122

RIA

Registered Investment Advisory firm - (8/18/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(12/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/27/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/3/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/21/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 3/26/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/2/2005

General Securities Principal Examination

Current Firm

NEXT LEVEL PRIVATE LLC

NEXT LEVEL PRIVATE LLC | NEXT LEVEL WEALTHCARE LLC

CRD#: 313247 / SEC#: 801-122122

RIA

Registered Investment Advisory firm - (8/18/2021 Approved)

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Contact information

Main Address

500 Mamaroneck Avenue Suite 501, Harrison, NY 10528

Mailing Address

Phone number

(914) 431-5255

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NEXT LEVEL DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (4/1/2025)

Regulatory assets under management

Total Number of Accounts	2,235
AUM (Assets Under Management)	$ 1,054,765,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew J. Giller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew James Giller's CRS (Customer Relationship Summary).

Certified licenses

Experience

FARTHER

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

YOSEMITE EXECUTION PARTNERS INC.

ELEVATION, LLC

TELSEY ADVISORY GROUP LLC

ISLAND TRADING

ABG SUNDAL COLLIER INC.

ACCESS SECURITIES, LLC

VANDHAM SECURITIES CORP.

LEERINK PARTNERS LLC

MORGAN STANLEY & CO. LLC

PRUDENTIAL EQUITY GROUP, LLC

Primary Firm SEC Registration

NEXT LEVEL PRIVATE LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/27/2021

Series 63

Date: 8/3/1994

SIE

Date: 10/1/2018

Series 55

Date: 3/21/2000

Series 7

Date: 3/26/1993

Series 24

Date: 3/2/2005

Current Firm

NEXT LEVEL PRIVATE LLC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NEXT LEVEL PRIVATE LLC

TRUST BUT VERIFY

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