Eric C. Gretchyn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Christopher Gretchyn, who also goes by Eric Christopher Gretchen, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1998. Eric had worked at 17 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2014 - May 15, 2017
PHX FINANCIAL, INC.
February 28, 2014 - September 11, 2014
IAA FINANCIAL LLC
March 11, 2013 - February 27, 2014
JOSEPH STONE CAPITAL L.L.C.
July 30, 2009 - September 27, 2011
NEWPORT COAST SECURITIES, INC.
February 13, 2009 - July 2, 2009
ROCKWELL GLOBAL CAPITAL LLC
November 17, 2008 - February 25, 2009
NEWPORT COAST SECURITIES, INC.
August 11, 2008 - November 7, 2008
JOHN THOMAS FINANCIAL
September 21, 2007 - August 4, 2008
MILESTONE FINANCIAL SERVICES, INC.
June 12, 2007 - September 17, 2007
J.P. TURNER & COMPANY, L.L.C.
February 9, 2007 - June 4, 2007
BROOKSTREET SECURITIES CORPORATION
April 30, 2004 - December 20, 2006
J.P. TURNER & COMPANY, L.L.C.
September 17, 2002 - June 14, 2004
JOSEPH STEVENS & CO., INC.
July 2, 2002 - September 25, 2002
CLEARING SERVICES OF AMERICA, INC.
May 1, 2001 - May 8, 2002
W.A. CAPITAL MARKETS
November 3, 2000 - June 4, 2001
CANTELLA & CO., INC.
June 2, 2000 - November 3, 2000
WHITEHALL WELLINGTON INVESTMENTS, INC.
April 26, 2000 - June 27, 2000
CAMBRIDGE CAPITAL, LLC
March 16, 1999 - August 17, 1999
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 15, 1998 - October 1, 1998
LADENBURG CAPITAL MANAGEMENT INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
