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Eric Christopher Gretchyn

CRD# 2185462·Registered 1998 - 2017
Previously Registered: Being a previously registered professional could mean that Eric is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eric Christopher Gretchyn, who also goes by Eric Christopher Gretchen, was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 1998 - 2017. Eric had worked at 17 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric Christopher Gretchen

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

PHX FINANCIAL, INC.·CRD# 144403
BD
Hauppauge, NY
August 27, 2014 - May 15, 2017
IAA FINANCIAL LLC·CRD# 6578
BD
Melville, NY
February 28, 2014 - September 11, 2014
JOSEPH STONE CAPITAL L.L.C.·CRD# 159744
BD
Garden City, NY
March 11, 2013 - February 27, 2014
NEWPORT COAST SECURITIES, INC.·CRD# 16944
BD
Westbury, NY
July 30, 2009 - September 27, 2011
ROCKWELL GLOBAL CAPITAL LLC·CRD# 142485
BD
Lakemary, FL
February 13, 2009 - July 2, 2009
NEWPORT COAST SECURITIES, INC.·CRD# 16944
BD
Hicksville, NY
November 17, 2008 - February 25, 2009
JOHN THOMAS FINANCIAL·CRD# 40982
BD
Hauppauge, NY
August 11, 2008 - November 7, 2008
MILESTONE FINANCIAL SERVICES, INC.·CRD# 43295
BD
Rocky Point, NY
September 21, 2007 - August 4, 2008
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Syosset, NY
June 12, 2007 - September 17, 2007
BROOKSTREET SECURITIES CORPORATION·CRD# 14667
BD
Lake Success, NY
February 9, 2007 - June 4, 2007
J.P. TURNER & COMPANY, L.L.C.·CRD# 43177
BD
Huntington, NY
April 30, 2004 - December 20, 2006
JOSEPH STEVENS & CO., INC.·CRD# 35459
BD
Brooklyn, NY
September 17, 2002 - June 14, 2004
CLEARING SERVICES OF AMERICA, INC.·CRD# 23623
BD
St. Louis, MO
July 2, 2002 - September 25, 2002
W.A. CAPITAL MARKETS·CRD# 6292
BD
New York, NY
May 1, 2001 - May 8, 2002
CANTELLA & CO., INC.·CRD# 13905
BD
Malden, MA
November 3, 2000 - June 4, 2001
WHITEHALL WELLINGTON INVESTMENTS, INC.·CRD# 38022
BD
Port Washington, NY
June 2, 2000 - November 3, 2000
CAMBRIDGE CAPITAL, LLC·CRD# 41464
BD
Garden City, NY
April 26, 2000 - June 27, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.·CRD# 6694
BD
St. Petersburg, FL
March 16, 1999 - August 17, 1999
LADENBURG CAPITAL MANAGEMENT INC.·CRD# 14623
BD
Bethpage, NY
October 15, 1998 - October 1, 1998

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Current Firm

PF
PHX FINANCIAL, INC.

BLACKWALL CAPITAL MARKETS, INC. | PHX FINANCIAL, INC. | PHOENIX FINANCIAL SERVICES | GRANDVIEW CAPITAL, INC.

CRD#: 144403 / SEC#: 8-67653
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

100 Wall Street Suite 2101, New York, NY 10005

Mailing Address

100 Wall Street Suite 2101, New York, NY 10005

Phone Number

(212) 776-4187

Established

Florida since 12/27/2006

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PHOENIX FINANCIAL CONSOLIDATED HOLDINGS, LPPARENT OF BROKER DEALER—
CHEN, KEVINCEO4871316
GILMAN, ROBERT CRAIGFINOP - PFO1738412
MONTANA, JOSEPH RYANROSFP, MSRB PRINCIPAL5640919
OTOYA, DANIEL ORLANDOCHIEF COMPLIANCE OFFICER2208241

Disclosures

Regulatory Event

4

Arbitration

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1999About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed May 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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