AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
BL

Brian R. Lauzon

COLCHESTER PARTNERS LLC
BOSTON, MA 02109
Some features on this profile are disabled
CRD#: 2185294
BL

Professional summary

Brian Richard Lauzon, CFA, who also goes by Brian Richard Lauzon, is a registered financial professional currently at COLCHESTER PARTNERS LLC located in Boston, Massachusetts.

Brian is registered as a RR (Registered Representative) and started their career in finance in 1991. Brian has worked at 7 firms and has passed the Series 63, Series 65, Series 7TO, Series 79TO, Series 82TO, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Brian Richard Lauzon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brian Richard Lauzon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

December 8, 2023 - Present

COLCHESTER PARTNERS LLC

Office #1: 53 State Street Suite 1304, Boston, MA 02109
BD
CRD#: 122062
BOSTON, MA
Past

April 20, 2021 - November 27, 2023

BA SECURITIES, LLC

BD
CRD#: 153489
W. CONSHOHOCKEN, PA
Past

May 7, 2019 - February 12, 2020

BA SECURITIES, LLC

BD
CRD#: 153489
W. CONSHOHOCKEN, PA
Past

March 26, 2015 - October 30, 2017

ARIN RISK ADVISORS LLC

RIA
CRD#: 151491
CONSHOHOCKEN, PA
Past

July 9, 2010 - July 22, 2011

ADONDO CAPITAL

RIA
CRD#: 152672
WAYNE, PA
Past

November 8, 1999 - May 12, 2000

ROBERTSON STEPHENS, INC.

BD
CRD#: 41271
SAN FRANCISCO, CA
Past

October 21, 1999 - November 29, 1999

APEX CLEARING CORPORATION

BD
CRD#: 13071
DALLAS, TX
Past

December 13, 1991 - December 18, 1995

DEAM INVESTOR SERVICES, INC.

BD
CRD#: 754
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(3/4/2025)
RR
Pennsylvania
(9/5/2025)

Exams

State Security Law Exam
RR
Series 63
Date: 11/17/2017
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 11/29/1993
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 9/19/2025
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 5/4/2021
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 82TO
Date: 5/6/2019
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
SIE
Date: 4/24/2019
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/7/1993
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 12/11/1991
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CP
COLCHESTER PARTNERS LLC
COLCHESTER PARTNERS LLC

CRD#: 122062 / SEC#: , 8-65464

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
53 State Street Suite 1304, Boston, MA 02109
Mailing Address
53 State Street Suite 1304, Boston, MA 02109
Phone number
(617) 542-4100
Established
Massachusetts since 02/26/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CP & L LIMITED PARTNERSHIPMEMBER
ANDREW, ERIC ROBERTVICE PRESIDENT / CFO / COO4566733
KETTLE, FRANKLIN HENRYMANAGING DIRECTOR/ CEO1975587
LAUREL LLCMEMBER
O'BRIEN, KEVIN PATRICKMANAGING DIRECTOR/EX. VP/TREASURER4347176
RAMRATH, JOSEPH ROLLANDMNG DIR/CHAIRMAN/CCO/PRES/CLERK4566758

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COLCHESTER PARTNERS LLC

CRD#: 122062Boston, MA 02109

TRUST BUT VERIFY

Monitor Brian Lauzon

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Martin Lee Robbins II
Martin RobbinsAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Norwell, MA
TR
Tamara RoseAdvisorCheck Check Mark
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
RR
BOSTON, MA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics