Kerry H. Spizel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kerry H Spizel was a registered financial professional .
Kerry is a previously registered financial professional and started their career in finance in 1991. Kerry had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 1997 - June 11, 1997
MORGAN FULLER CAPITAL GROUP, LLC
February 15, 1994 - February 10, 1997
GLOBAL STRATEGIES GROUP, INC.
October 14, 1991 - June 22, 1992
H.J. MEYERS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN FULLER CAPITAL GROUP, LLC
CRD#: 39461 / SEC#: , 8-48709
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
