Salvatore M. Spadafora
Professional summary
Salvatore Michael Spadafora was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Salvatore is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Salvatore had worked at 7 firms, which includes NATIONAL SECURITIES CORPORATION, GUNNALLEN FINANCIAL INC, J.P. TURNER & COMPANY L.L.C., UBS FINANCIAL SERVICES INC., GLEACHER & COMPANY SECURITIES INC., JOSEPHTHAL & CO. INC., W.J. NOLAN & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 18, 2003 - December 4, 2003
NATIONAL SECURITIES CORPORATION
August 19, 2003 - November 4, 2003
GUNNALLEN FINANCIAL, INC
July 2, 2002 - August 1, 2003
J.P. TURNER & COMPANY, L.L.C.
July 9, 1999 - July 18, 2002
UBS FINANCIAL SERVICES INC.
July 12, 1995 - August 9, 1999
GLEACHER & COMPANY SECURITIES, INC.
January 20, 1993 - June 21, 1995
JOSEPHTHAL & CO., INC.
October 4, 1991 - January 27, 1993
W.J. NOLAN & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
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