TG
T. J. Gary
JANNEY MONTGOMERY SCOTT LLC
Palm Beach Gardens, FL 33410
Some features on this profile are disabled
CRD#: 218504
TG
Professional summary
T. Jack Gary III, who also goes by Theophilus Jack Gary III, is a registered financial advisor currently at JANNEY MONTGOMERY SCOTT LLC located in Palm Beach Gardens, Florida.
T. is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1970. T. has worked at 10 firms and has passed the Series 63, Series 52TO, Series 99TO, Series 7TO, SIE, Series 31, Series 15, Series 5, Series 1, Series 10, Series 53, Series 9, Series 24, Series 12, Series 27, Series 4 and Series 40 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Theophilus Jack Gary Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view T. Jack Gary III's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view T. Jack Gary III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 15, 2020 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 3001 Pga Blvd Suite 200, Palm Beach Gardens, FL 33410RIA
BD
CRD#: 463
Palm Beach Gardens, FL
Current
June 12, 2020 - Present
JANNEY MONTGOMERY SCOTT LLC
Office #1: 3001 Pga Blvd Suite 200, Palm Beach Gardens, FL 33410RIA
BD
CRD#: 463
Palm Beach Gardens, FL
Past
May 30, 1995 - June 22, 2020
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
WEST PALM BEACH, FL
Past
May 30, 1995 - June 22, 2020
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
WEST PALM BEACH, FL
Past
October 22, 1991 - June 2, 1995
COMPULIFE INVESTOR SERVICES, INC.
BD
CRD#: 21543
ST. CLOUD, MN
Past
February 28, 1991 - September 13, 1991
WILLIAMS SECURITIES GROUP, INC.
BD
CRD#: 3770
Past
June 3, 1988 - June 7, 1995
CROWN FINANCIAL ASSOCIATES, INC.
BD
CRD#: 22172
Past
February 16, 1988 - May 11, 1988
SOUTHEAST BANK BROKERAGE SERVICE, INC.
BD
CRD#: 14953
Past
June 23, 1986 - February 16, 1988
PALM BEACH CAPITAL SERVICES, INC.
BD
CRD#: 17747
Past
September 12, 1978 - March 12, 1986
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
Past
July 23, 1970 - April 23, 1976
DUPONT GLORE FORGAN INCORPORATED
BD
CRD#: 325
Past
February 9, 1970 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
BD
CRD#: 640
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/15/2020)
RR
Arizona(6/15/2020)
RR
California(6/15/2020)
RR
Colorado(6/15/2020)
RR
District of Columbia(6/15/2020)
RR
Florida(6/15/2020)
IAR
Florida(6/15/2020)
RR
Georgia(9/14/2021)
RR
Idaho(6/15/2020)
RR
Indiana(6/15/2020)
RR
Maine(11/12/2025)
RR
Maryland(6/9/2025)
RR
Massachusetts(10/29/2024)
RR
Mississippi(3/11/2022)
RR
New Jersey(1/21/2022)
RR
New York(6/15/2020)
RR
North Carolina(6/24/2020)
RR
Ohio(6/15/2020)
RR
Pennsylvania(6/15/2020)
RR
Tennessee(6/15/2020)
RR
Virginia(6/15/2020)
RR
West Virginia(11/15/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 15
Date: 4/13/1984
Foreign Currency Options ExaminationGeneral Industry/Product Exam
RR
Series 5
Date: 11/30/1982
Interest Rate Options ExaminationGeneral Industry/Product Exam
RR
Series 1
Date: 8/15/1966
Registered Representative ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 12
Date: 6/21/1995
NYSE Branch Manager ExaminationPrincipal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 40
Date: 6/2/1969
Registered Principal ExaminationSRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
JANNEY MONTGOMERY SCOTT LLC
JANNEY MONTGOMERY SCOTT INC. | PARKER/HUNTER ASSET MANAGEMENT | JANNEY MONTGOMERY SCOTT LLC
CRD#: 463 / SEC#: 801-7258, 8-462
RIA
Registered Investment Advisory firm - SEC (3/8/1971 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
1717 Arch Street, Philadelphia, PA 19103
Mailing Address
1717 Arch Street, Philadelphia, PA 19103
Phone number
(215) 665-6000
Established
Delaware since 08/27/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,375
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JUNE PURCHASER LLC | OWNER | |
| DOWNEY, DANEEN ELIZABETH | DEPUTY GENERAL COUNSEL | 4758790 |
| FUSCO, CHRISTOPHER | ROSFP | 5858082 |
| HALL, CAROLINE KATHRYNE | CHIEF COMPLIANCE OFFICER | 6342772 |
| HRICKO, MICHAEL J | CHIEF FINANCIAL OFFICER | 4509746 |
| LEMPA, JESSICA ELLEN | IA CCO | 5276453 |
| MCSHEA, GREGORY BURNS | GENERAL COUNSEL | 2870963 |
| MILLER, ANTHONY MATTHEW | DIRECTOR, PRESIDENT AND CEO | 4597116 |
| MULLAN, DAVID MICHAEL | PRINCIPAL OPERATIONS OFFICER | 2739186 |
| REED, KEVIN JUDE | EXECUTIVE OFFICER | 2105832 |
| RIGGI, BRETT STEPHAN | CHIEF OPERATING OFFICER | 4462496 |
Regulatory assets under management
| Total Number of Accounts | 239,256 |
| AUM (Assets Under Management) | $ 100,795,564,390 |
Disclosures
| Regulatory Event | 54 |
| Arbitration | 66 |
| Bond | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/07/2025 | ||
| 03/21/2025 | ||
| 10/09/2024 | ||
| 10/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
