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Nelson Arthur Gary Jr

LEECHGARY ASSET MANAGEMENT
ATLANTA, GA
·CRD# 218494·54 years experience

Professional Summary

Nelson Arthur Gary JR is a registered financial advisor currently at LEECHGARY ASSET MANAGEMENT LLC located in Atlanta, Georgia. Nelson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1970. Nelson has worked at 11 firms and has passed the Series 65, Series 63 and PC exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

54 years in the financial services industry

Current & Past Employments

LEECHGARY ASSET MANAGEMENT LLC·CRD# 125133
RIA
1. 2494 Jett Ferry Road Suite 209, Atlanta, GA 303382. 2494 Jett Ferry Road, Dunwoody, GA 30338
March 16, 2018 - Present
GLB TRADING, INC·CRD# 125363
BD
Chicago, IL
July 19, 2005 - June 1, 2006
LEECHGARY ASSET MANAGEMENT LLC·CRD# 125133
RIA
Dunwoody, GA
May 19, 2005 - December 31, 2017
TRUIST SECURITIES, INC.·CRD# 6271
BD
Atlanta, GA
July 27, 2001 - October 3, 2003
THE ROBINSON-HUMPHREY COMPANY, LLC·CRD# 723
BD
Atlanta, GA
September 2, 1987 - July 27, 2001
YAEGER SECURITIES, INC.·CRD# 10118
BD
August 20, 1985 - July 15, 1989
JONESTRADING·CRD# 6888
BD
July 22, 1984 - December 10, 1984
CROWELL, WEEDON & CO.·CRD# 193
BD
December 9, 1981 - July 3, 1984
SALOMON BROTHERS INC.·CRD# 740
BD
January 5, 1981 - February 1, 1982
JONESTRADING·CRD# 6888
BD
May 22, 1980 - January 2, 1981
LPL FINANCIAL LLC·CRD# 6413
BD
March 29, 1979 - July 26, 1980
CANTOR FITZGERALD & CO.·CRD# 134
BD
December 31, 1974 - March 8, 1977
N·CRD# 1000006
BD
May 1, 1970 - January 21, 1975

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Current Firm

LA
LEECHGARY ASSET MANAGEMENT LLC

JML ASSET MANAGEMENT, INC. | LEECHGARY ASSET MANAGEMENT LLC | LEECH GARY ASSET MANGEMENT | LEECH GARY ASSET MANAGEMENT LLC

CRD#: 125133
Georgia
Registered Investment Advisory firm - Georgia (3/15/2018 Approved)

Contact Information

Main Address

2494 Jett Ferry Road Suite 209, Atlanta, GA 30338

Phone Number

(404) 394-0001

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

18

AUM (Assets Under Management)

$23,000,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Georgia
(3/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2003About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 1981About the Series 63 exam

PC — AMEX Put and Call Exam

Passed Jul 1981

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CRS (Client Relationship Summary) - RIA

Click below to view Nelson Arthur Gary JR's CRS (Customer Relationship Summary).

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