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PB

Peter P. Baden

CREW CAPITAL MANAGEMENT, LTD.
Cincinnati, OH 45202
Some features on this profile are disabled
CRD#: 2184899
PB

Professional summary

Peter Paul Baden, who also goes by Peter Baden, is a registered financial advisor currently at CREW CAPITAL MANAGEMENT, LTD. located in Cincinnati, Ohio and F/M INVESTMENTS LLC located in Cincinnati, Ohio.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Peter has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Peter Baden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Crew Capital Management-Investment Related-10 Hours/Month During Trading, Started in 7/2020, 700 Walnut Street, Suite 202, Cincinnati, OH, 45202 Webmaster - Internet Development Website Development. Not Investment related. 10-15 hours a month not during trading hours. Started in 9/2018 621 E Mehring Way Apt 809, Cincinnati OH 45202 Founder - Community Recovery Project. Not Investment related. 10-15 hours a month not during trading hours. Started in 4/2014 621 E Mehring Way Apt 809, Cincinnati OH 45202

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Paul Baden's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 17, 2020 - Present

CREW CAPITAL MANAGEMENT, LTD.

Office #1: 700 Walnut Street Suite 600, Cincinnati, OH 45202
RIA
CRD#: 125402
Cincinnati, OH
Current

September 18, 2020 - Present

F/M INVESTMENTS LLC

RIA
CRD#: 304405
CINCINNATI, OH
Past

July 16, 2020 - July 16, 2020

F/M INVESTMENTS LLC

RIA
CRD#: 304405
Cincinnati, OH
Past

June 24, 2020 - September 17, 2020

ROSS, SINCLAIRE & ASSOCIATES, LLC

RIA
CRD#: 25440
CINCINNATI, OH
Past

March 17, 2011 - June 18, 2020

ROSS, SINCLAIRE & ASSOCIATES, LLC

RIA
CRD#: 25440
CINCINNATI, OH
Past

August 25, 2005 - June 18, 2020

ROSS, SINCLAIRE & ASSOCIATES, LLC

BD
CRD#: 25440
CINCINNATI, OH
Past

February 23, 2004 - March 31, 2011

FRY HENSLEY & CO

RIA
CRD#: 110882
CINCINNATI, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FI
F/M INVESTMENTS LLC
F/M INVESTMENTS LLC | OAKHURST CAPITAL ADVISORS LLC | NORTH SLOPE CAPITAL LLC | INTEGRATED ALPHA INVESTMENTS LLC | GENOA ASSET MANAGEMENT LLC

CRD#: 304405 / SEC#: 801-116853

RIA
Registered Investment Advisory firm - (6/28/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Ohio
(7/17/2020)
IAR
Texas
(11/8/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 11/21/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/23/2005
General Securities Representative Examination

Current Firm

FI
F/M INVESTMENTS LLC
F/M INVESTMENTS LLC | OAKHURST CAPITAL ADVISORS LLC | NORTH SLOPE CAPITAL LLC | INTEGRATED ALPHA INVESTMENTS LLC | GENOA ASSET MANAGEMENT LLC

CRD#: 304405 / SEC#: 801-116853

RIA
Registered Investment Advisory firm - (6/28/2019 Approved)
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Contact information

Main Address
3050 K. St Nw Suite 201, Washington, DC 20007
Mailing Address
Phone number
(202) 839-4910
Established
Firm type
Fiscal year end
# of Employees
70

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FMI FORM ADV PART 2A 03.31.2025 (4/1/2025)

Regulatory assets under management

Total Number of Accounts4,480
AUM (Assets Under Management)$ 16,899,434,237

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

F/M INVESTMENTS LLC

CRD#: 304405Cincinnati, OH 45202

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