Kathleen P. Mehigan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kathleen Podesta Mehigan, who also goes by Kathleen Podesta, was a registered financial professional .
Kathleen is a previously registered financial professional and started their career in finance in 1992. Kathleen had worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 1992 - May 17, 2021
PODESTA & CO.
February 19, 1992 - April 9, 1992
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PODESTA & CO.
CRD#: 13140 / SEC#: 801-60698, 8-28860
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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