Raymond E. Cesmat
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Ernest Cesmat III, who also goes by Raymond Ernest Cesmat, was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1991. Raymond had worked at 4 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 14, 1994 - December 5, 1995
PROTECTIVE GROUP SECURITIES CORPORATION
September 7, 1993 - August 10, 1994
COLLIERS SECURITIES LLC
January 11, 1993 - September 7, 1993
JOHN G. KINNARD AND COMPANY, INCORPORATED
December 24, 1991 - January 19, 1993
MATHEWS, HOLMQUIST & ASSOCIATES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PROTECTIVE GROUP SECURITIES CORPORATION
CRD#: 6757 / SEC#: , 8-13260
Contact information
Documents
Disclosures
| Regulatory Event | 10 |
| Civil Event | 1 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
