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BB

BENJAMIN D. BEN-ATTAR

Some features on this profile are disabled
CRD#: 2184589
BB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

BENJAMIN DAVID BEN-ATTAR, who also goes by Benjamin David Benattar, was a registered financial professional .

BENJAMIN is a previously registered financial professional and started their career in finance in 1991. BENJAMIN had worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 7 and Series 24 exams.

Biography

With 9 U.S. patents and over 20 additional domestic and international patents-pending, Stages has developed and introduced at CES 2017 an accessible and proprietary directional and source-specific audio technology intended to enhance hearing-in-noise among many other use cases. Initial prototypes utilize a small proprietary MEMS microphone array coupled with an embedded software processing system. The Stages platform and IP portfolio envisions and facilitates a world of ubiquitous hearing where any personal listening or hearing device will seamlessly enhance sounds and voices of interest while minimizing or eliminating undesired sounds and noise. These capabilities include identifying, isolating, capturing and tracking audio sources (including specific voices) in real-time.
top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Benjamin David Benattar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

March 13, 2019 - September 14, 2022

EAST WEST MARKETS, LLC

BD
CRD#: 146871
NEW YORK, NY
Past

October 1, 2008 - April 17, 2014

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

September 11, 1998 - October 1, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
NEW YORK, NY
Past

May 10, 1996 - July 8, 1998

BNY CAPITAL MARKETS INC.

BD
CRD#: 18303
NEW YORK, NY
Past

August 17, 1992 - January 8, 1993

SUNAMERICA SECURITIES, INC.

BD
CRD#: 20068
PHOENIX, AZ
Past

November 4, 1991 - July 31, 1992

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/29/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 3/18/2019
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 10/22/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/9/2019
General Securities Principal Examination

Current Firm

EW
EAST WEST MARKETS, LLC
EAST WEST MARKETS, LLC | ENSTREAM CAPITAL SECURITIES, LLC | ENSTREAM CAPITAL MARKETS, LLC

CRD#: 146871 / SEC#: , 8-67858

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
5001 Spring Valley Road Suite 400w, Dallas, TX 75244
Mailing Address
5001 Spring Valley Road Suite 400w, Dallas, TX 75244
Phone number
(469) 801-7397
Established
Texas since 07/17/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (4 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
EAST WEST BANKCORP, INC.SOLE MEMBER
CHIN, PHYLLIS NYUK FAHFINOP/PFO6250921
DOHERTY, JAMES HUGHPOO4197747
HALASY, HALECCO1837514
HOUGH, DAVID BREWSTERCHIEF EXECUTIVE OFFICER4394641

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EAST WEST MARKETS, LLC

CRD#: 146871

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