Robert R. Hollon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Reed Hollon was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1992. Robert had worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2015 - July 12, 2016
CAPITAL ONE ADVISORS, LLC
January 2, 2015 - July 12, 2016
CAPITAL ONE INVESTING, LLC
April 18, 2012 - January 28, 2015
CAPITAL ONE FINANCIAL ADVISORS LLC
May 31, 2008 - January 2, 2015
CAPITAL ONE INVESTMENT SERVICES LLC
April 7, 1998 - May 31, 2008
CAPITAL ONE INVESTMENTS, LLC
January 31, 1994 - April 14, 1997
CAPITAL BROKERAGE CORPORATION
January 31, 1992 - January 28, 1994
ESSEX NATIONAL SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
CAPITAL ONE ADVISORS, LLC
CRD#: 136865 / SEC#: 801-64662
Contact information
Documents
Red Flags
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