Andrew A. Agemy

AGEMY WEALTH ADVISORS

DEVER, CO 80237

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CRD#: 2184176

Professional summary

Andrew Allen Agemy is a registered financial advisor currently at AGEMY WEALTH ADVISORS, LLC located in Dever, Colorado.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Andrew has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Allen Agemy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 23, 2015 - Present

AGEMY WEALTH ADVISORS, LLC

Office #1: 7900 East Union Avenue Suite 1100, Dever, CO 80237

RIA

CRD#: 218512

DEVER, CO

Past

August 6, 2012 - July 23, 2015

CREATIVEONE SECURITIES, LLC

RIA

CRD#: 152974

GUILFORD, CT

Past

March 11, 2011 - July 23, 2015

CREATIVEONE SECURITIES, LLC

CRD#: 152974

GUILFORD, CT

Past

January 10, 2007 - March 11, 2011

BROKER DEALER FINANCIAL SERVICES CORP.

CRD#: 8073

GUILFORD, CT

Past

November 6, 1991 - December 31, 2006

MML INVESTORS SERVICES, LLC

CRD#: 10409

GUILFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AGEMY WEALTH ADVISORS, LLC

CRD#: 218512 / SEC#: 801-134548

RIA

Registered Investment Advisory firm - (11/14/2025 Approved)

Colorado

Registered Investment Advisory firm - (2/7/2026 Terminated)

Connecticut

Registered Investment Advisory firm - (2/9/2026 Terminated)

Florida

Registered Investment Advisory firm - (2/5/2026 Terminated)

New York

Registered Investment Advisory firm - (2/5/2026 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(7/23/2015)

IAR

Florida
(1/2/2019)

IAR

New York
(8/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/4/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/23/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/21/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/5/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AGEMY WEALTH ADVISORS, LLC

CRD#: 218512 / SEC#: 801-134548

RIA

Registered Investment Advisory firm - (11/14/2025 Approved)

Colorado

Registered Investment Advisory firm - (2/7/2026 Terminated)

Connecticut

Registered Investment Advisory firm - (2/9/2026 Terminated)

Florida

Registered Investment Advisory firm - (2/5/2026 Terminated)

New York

Registered Investment Advisory firm - (2/5/2026 Terminated)

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Contact information

Main Address

7900 East Union Avenue Suite 1100, Dever, CO 80237

Mailing Address

Phone number

(203) 738-0027

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (11/19/2025)

Regulatory assets under management

Total Number of Accounts	807
AUM (Assets Under Management)	$ 113,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew A. Agemy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Allen Agemy's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREATIVEONE SECURITIES, LLC

CREATIVEONE SECURITIES, LLC

BROKER DEALER FINANCIAL SERVICES CORP.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

AGEMY WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/4/2012

Series 63

Date: 10/29/1993

SIE

Date: 7/23/2015

Series 7

Date: 1/21/2009

Series 6

Date: 11/5/1991

Current Firm

AGEMY WEALTH ADVISORS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AGEMY WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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