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IB

Irvin W. Brewer

NEW LIFE FINANCIAL
PRESCOTT VALLEY, AZ
Some features on this profile are disabled
CRD#: 2184168
IB

Professional summary

Irvin Wayne Brewer, who also goes by Wayne Brewer, is a registered financial advisor currently at NEW LIFE FINANCIAL LLC located in Prescott Valley, Arizona.

Irvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Irvin has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Wayne Brewer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Irvin Wayne Brewer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 5, 2017 - Present

NEW LIFE FINANCIAL LLC

RIA
CRD#: 289821
PRESCOTT VALLEY, AZ
Past

February 19, 2013 - August 29, 2017

MONEY CONCEPTS CAPITAL CORP

RIA
CRD#: 12963
GREENWOOD, IN
Past

February 11, 2013 - August 29, 2017

MONEY CONCEPTS CAPITAL CORP

BD
CRD#: 12963
GREENWOOD, IN
Past

January 30, 2013 - January 31, 2013

NEW LIFE FINANCIAL LLC

RIA
CRD#: 166293
GREENWOOD, IN
Past

January 13, 1999 - January 9, 2013

WADDELL & REED

RIA
CRD#: 866
INDIANAPOLIS, IN
Past

March 11, 1992 - January 9, 2013

WADDELL & REED

BD
CRD#: 866
INDIANAPOLIS, IN
Past

October 14, 1991 - January 23, 1992

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

October 14, 1991 - January 23, 1992

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(6/21/2021)
IAR
Indiana
(10/5/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/13/2000
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 11/1/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/29/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/11/1991
General Securities Representative Examination

Current Firm

NL
NEW LIFE FINANCIAL LLC
NEW LIFE FINANCIAL LLC

CRD#: 289821 / SEC#:

Arizona
Registered Investment Advisory firm - (6/21/2021 Approved)
Indiana
Registered Investment Advisory firm - (10/5/2017 Approved)
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Contact information

Main Address
Prescott Valley, AZ
Mailing Address
Phone number
(317) 374-3819
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts31
AUM (Assets Under Management)$ 3,049,461

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NEW LIFE FINANCIAL LLC

CRD#: 289821Prescott Valley, AZ

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