Irvin W. Brewer

NEW LIFE FINANCIAL LLC

PRESCOTT VALLEY, AZ

Some features on this profile are disabled

CRD#: 2184168

Professional summary

Irvin Wayne Brewer, who also goes by Wayne Brewer, is a registered financial advisor currently at NEW LIFE FINANCIAL LLC located in Prescott Valley, Arizona.

Irvin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Irvin has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Wayne Brewer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LEGACY SNOW BLOWING, 400 LEGACY BLVD., GREENWOOD, IN 46143, SOLE PROPRIETORSHIP/EMPLOYEE, REMOVING SNOW FROM DRIVEWAYS & SIDEWALKS, NON INVESTMENT REALATED BUSINESS, 20 HRS. MO. CONDUCTING THIS ACTIVITY. 2. New Life Financial-Weapons sales, 400 LEGACY BLVD GREENWOOD, IN 46143. I NOW HAVE A FEDERAL FIREARMS LICENSE AND WILL BUY, SELL, TRANSPORT AND HANDLE FIREARMS FOR CLIENTS. Non-investment related, 1-20% time spent on activity during non-securities hrs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Irvin Wayne Brewer's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 5, 2017 - Present

NEW LIFE FINANCIAL LLC

RIA

CRD#: 289821

PRESCOTT VALLEY, AZ

Past

February 19, 2013 - August 29, 2017

MONEY CONCEPTS CAPITAL CORP

RIA

CRD#: 12963

GREENWOOD, IN

Past

February 11, 2013 - August 29, 2017

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

GREENWOOD, IN

Past

January 30, 2013 - January 31, 2013

NEW LIFE FINANCIAL LLC

RIA

CRD#: 166293

GREENWOOD, IN

Past

January 13, 1999 - January 9, 2013

WADDELL & REED

RIA

CRD#: 866

INDIANAPOLIS, IN

Past

March 11, 1992 - January 9, 2013

WADDELL & REED

CRD#: 866

INDIANAPOLIS, IN

Past

October 14, 1991 - January 23, 1992

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

October 14, 1991 - January 23, 1992

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/21/2021)

IAR

Indiana
(10/5/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/13/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/1/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/29/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/11/1991

General Securities Representative Examination

Current Firm

NEW LIFE FINANCIAL LLC

CRD#: 289821 / SEC#:

Arizona

Registered Investment Advisory firm - (6/21/2021 Approved)

Indiana

Registered Investment Advisory firm - (10/5/2017 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3901 N Main Street #223, Prescott Valley, AZ 86314

Mailing Address

Phone number

(317) 374-3819

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	27
AUM (Assets Under Management)	$ 2,807,090

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Irvin W. Brewer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Irvin Wayne Brewer's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONEY CONCEPTS CAPITAL CORP

MONEY CONCEPTS CAPITAL CORP

NEW LIFE FINANCIAL LLC

WADDELL & REED

WADDELL & REED

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/13/2000

Series 63

Date: 11/1/1991

SIE

Date: 8/29/2017

Series 7

Date: 10/11/1991

Current Firm

NEW LIFE FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NEW LIFE FINANCIAL LLC

TRUST BUT VERIFY

Similar Advisors