Branimir Krgin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Branimir Krgin was a registered financial professional .
Branimir is a previously registered financial professional and started their career in finance in 1993. Branimir had worked at 8 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 7, Series 55 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 17, 2024 - August 29, 2025
CLSA AMERICAS, LLC
May 15, 2018 - February 20, 2021
INTE SECURITIES LLC
November 24, 2014 - January 20, 2018
TGP SECURITIES, INC.
February 25, 2014 - December 31, 2015
DUNAV GROUP LLC
August 13, 1997 - November 18, 2004
AUDOBON SECURITIES, INC.
August 13, 1997 - April 29, 2005
HIGHBRIDGE CAPITAL CORPORATION
November 2, 1994 - July 3, 1996
ING BARING (U.S.) SECURITIES, INC.
January 18, 1993 - September 19, 1994
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 7/17/2024
General Securities Representative ExaminationSeries 55
Date: 4/25/2000
Limited Representative-Equity Trader ExamCurrent Firm
CLSA AMERICAS, LLC
CRD#: 165533 / SEC#: , 8-69166
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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