William M. Dilodovico
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Michael Dilodovico was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1995. William had worked at 13 firms and has passed the Series 66, SIE, Series 7, Series 9, Series 10, Series 24, Series 4 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2013 - July 12, 2023
MORGAN STANLEY
May 1, 2013 - July 12, 2023
MORGAN STANLEY
October 23, 2009 - April 11, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - April 11, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 10, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 16, 2007 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 26, 2007 - June 29, 2007
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
December 14, 2006 - March 26, 2007
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
February 6, 2002 - January 6, 2005
WALNUT STREET SECURITIES, INC.
December 15, 2001 - August 1, 2003
NATHAN & LEWIS SECURITIES, INC.
December 11, 2001 - January 9, 2006
NEW ENGLAND SECURITIES
December 12, 1997 - January 7, 2005
METROPOLITAN LIFE INSURANCE COMPANY
December 12, 1997 - January 7, 2005
MSI FINANCIAL SERVICES, INC.
July 21, 1997 - November 21, 1997
A. G. EDWARDS & SONS, INC.
July 31, 1995 - July 21, 1997
CITIGROUP GLOBAL MARKETS INC.
June 21, 1995 - July 31, 1995
UBS FINANCIAL SERVICES INC.
Primary Firm SEC Registration
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/12/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
MORGAN STANLEY
CRD#: 149777 / SEC#: 801-70103, 8-68191
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| CROWE, JOHN WILLIAM | CHIEF FINANCIAL OFFICER | 5475007 |
| FINN, JED | DIRECTOR, CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 5658048 |
| FLETCHER, PATRICIA KAY | TEXAS DESIGNATED PRINCIPAL | 1202060 |
| GALASSO, DAVID ANTHONY | PRINCIPAL OPERATIONS OFFICER | 1926502 |
| GIVENS, WILLIAM BENJAMIN | CHIEF COMPLIANCE OFFICER (BD ONLY) | 2790454 |
| HANSEN, TIMOTHY GERARD | CHIEF COMPLIANCE OFFICER (IA ONLY ) | 4956475 |
| HENNESSY, MICHAEL S | DIRECTOR | 1988660 |
| JANOVER, JAMES TROY | DIRECTOR | 2818307 |
| TURNER, CHAD EDWARD | DIRECTOR | 6009808 |
Regulatory assets under management
| Total Number of Accounts | 2,539,760 |
| AUM (Assets Under Management) | $ 1,650,015,946,338 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 115 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/20/2025 | ||
| 07/23/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
