Eric L. Seasholtz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Eric Lee Seasholtz, who also goes by Eric L Seasholtz, was a registered financial professional .
Eric is a previously registered financial professional and started their career in finance in 1992. Eric had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2024 - March 24, 2025
AMHERST CAPITAL MANAGEMENT LLC
September 27, 2019 - December 31, 2022
AMHERST CAPITAL MANAGEMENT LLC
February 15, 2019 - March 5, 2025
ALPS DISTRIBUTORS, INC.
March 8, 2016 - July 3, 2018
BNY MELLON SECURITIES CORPORATION
March 8, 2016 - July 3, 2018
BNY MELLON SECURITIES CORPORATION
December 17, 2014 - March 12, 2015
BONWICK CAPITAL PARTNERS, LLC
May 23, 2014 - June 6, 2014
PROVIDENCE INVESTMENT MANAGEMENT, LP
August 23, 2001 - January 15, 2008
E*TRADE GLOBAL ASSET MANAGEMENT, INC.
August 3, 2000 - August 20, 2001
ALLY SECURITIES LLC
January 30, 1992 - May 11, 1993
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
Primary Firm SEC Registration
AMHERST CAPITAL MANAGEMENT LLC
CRD#: 174130 / SEC#: 801-80720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AMHERST CAPITAL MANAGEMENT LLC
CRD#: 174130 / SEC#: 801-80720
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 782,560,552 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.