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TS

Texinder S. Sekhon

W G SECURITIES
West Hartford, CT 06107
Some features on this profile are disabled
CRD#: 2183685
TS

Professional summary

Texinder Singh Sekhon, who also goes by Tex Sekhon, is a registered financial professional currently at W G SECURITIES, LLC located in West Hartford, Connecticut.

Texinder is registered as a RR (Registered Representative) and started their career in finance in 1991. Texinder has worked at 2 firms and has passed the Series 63, SIE, Series 79 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tex Sekhon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Texinder Singh Sekhon's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 10, 2011 - Present

W G SECURITIES, LLC

Office #1: 10 N Main Street Suite 214, West Hartford, CT 06107Office #2: 10 N Main St Suite 214, West Hartford, CT 06107
BD
CRD#: 140869
West Hartford, CT
Past

October 14, 1991 - February 4, 1993

TOUCHSTONE CAPITAL CORPORATION

BD
CRD#: 26380

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(6/9/2011)

Exams

State Security Law Exam
RR
Series 63
Date: 6/7/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 5/9/2011
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 22
Date: 10/11/1991
Direct Participation Programs Representative Examination
SRO Registrations
RR
FINRA

Current Firm

WG
W G SECURITIES, LLC
W G SECURITIES, LLC

CRD#: 140869 / SEC#: , 8-67346

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
10 N Main St Suite 214, West Hartford, CT 06107
Mailing Address
10 N Main St Suite 214, West Hartford, CT 06107
Phone number
(203) 285-6193
Established
Delaware since 12/20/2005
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (16 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
WOODBRIDGE INTERNATIONAL, LLCMEMBER
REINHARZ, LAWRENCE IRWINMANAGER, CCO, EXECUTIVE REP4316477
STEWART, SCOTT ALEXANDERFINOP6977422

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

W G SECURITIES, LLC

CRD#: 140869West Hartford, CT 06107

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