Samuel H. Bernstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel H Bernstein was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1991. Samuel had worked at 5 firms and has passed the Series 63, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2008 - October 24, 2008
G-2 TRADING,LLC
April 18, 2006 - December 31, 2006
G-2 TRADING,LLC
February 9, 2005 - December 31, 2006
CARLIN EQUITIES, LLC
September 8, 1998 - July 5, 2001
SCHONFELD SECURITIES, LLC
March 31, 1998 - August 10, 1998
COWEN SECURITIES LLC
April 27, 1995 - November 21, 1996
SCHONFELD SECURITIES, LLC
March 8, 1994 - September 29, 2006
ATS L.P.
September 30, 1991 - December 20, 1993
SCHONFELD SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 4/11/2000
Limited Representative-Equity Trader ExamCurrent Firm
G-2 TRADING,LLC
CRD#: 44018 / SEC#: , 8-50510
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
Red Flags
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