Todd M. Schmidt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Todd Michael Schmidt was a registered financial professional .
Todd is a previously registered financial professional and started their career in finance in 1991. Todd had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 3, 2008 - July 16, 2026
ADVANCE CAPITAL MANAGEMENT INC
February 7, 1996 - May 1, 2017
ADVANCE CAPITAL SERVICES, INC.
May 8, 1995 - December 14, 1995
LPL FINANCIAL LLC
June 30, 1993 - November 8, 1994
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 16, 1991 - April 27, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
October 16, 1991 - April 27, 1992
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
ADVANCE CAPITAL MANAGEMENT INC
CRD#: 110767 / SEC#: 801-28092
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADVANCE CAPITAL MANAGEMENT INC
CRD#: 110767 / SEC#: 801-28092
Contact information
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 14,365 |
| AUM (Assets Under Management) | $ 4,504,447,556 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
