Ricardo C. Lleonart
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ricardo Cesar Lleonart, who also goes by Ricardo C Lleonart, Ricardo C Lleonart Cespon, was a registered financial professional .
Ricardo is a previously registered financial professional and started their career in finance in 1991. Ricardo had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 10, 1994 - August 10, 2015
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
October 31, 1991 - August 10, 2015
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
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Exams
Current Firm
UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO
CRD#: 13042 / SEC#: , 8-28475
Contact information
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 43 |
Red Flags
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