Alexander M. Bonello
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander Michael Bonello, who also goes by Alex Bonello, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 1992. Alexander had worked at 16 firms and has passed the Series 63, Series 57TO, Series 62, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2023 - February 16, 2024
LIFESCI CAPITAL
October 30, 2018 - April 6, 2023
ROBERTS & RYAN, INC.
January 10, 2012 - October 24, 2018
LADENBURG THALMANN & CO. INC.
January 3, 2006 - January 12, 2012
WJB CAPITAL GROUP, INC.
November 19, 2004 - January 18, 2006
DRIVEWEALTH INSTITUTIONAL LLC
September 24, 2004 - November 19, 2004
PULSE TRADING, INC.
July 7, 2003 - January 22, 2004
PULSE TRADING, INC.
May 12, 2003 - June 26, 2003
CROWN FINANCIAL GROUP, INC.
May 1, 2003 - May 8, 2003
FULCRUM GLOBAL PARTNERS LLC
June 24, 1998 - April 10, 2003
KNIGHT CAPITAL AMERICAS, L.P.
August 8, 1995 - July 15, 1996
NEBRASKA HUDSON COMPANY, INC.
June 2, 1994 - July 18, 1995
CITIGROUP GLOBAL MARKETS INC.
March 8, 1993 - April 18, 1994
TD AMERITRADE, INC.
April 24, 1992 - June 27, 1992
M.S. FARRELL & COMPANY, INC.
March 30, 1992 - April 14, 1992
A.S. GOLDMEN & CO., INC.
January 21, 1992 - March 9, 1992
PARAGON CAPITAL MARKETS, INC.
January 15, 1992 - January 29, 1992
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 55
Date: 10/6/1998
Limited Representative-Equity Trader ExamCurrent Firm
LIFESCI CAPITAL
CRD#: 168404 / SEC#: , 8-69305
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MCDONALD, ANDREW IAN | CHIEF EXECUTIVE OFFICER & OWNER | 4853168 |
| RICE, MICHAEL YEHUDA | PRESIDENT & OWNER | 1551556 |
| BENDER, STEVEN CHRISTOPHER | CFO/ FINOP | 2650187 |
| EVERTTS, ADAM GERALD | DOR - DIRECTOR OF RESERACH | 6240428 |
| KARMIOL, MICHAEL BRETT | HEAD OF CAPITAL MARKETS | 4264477 |
| VISCO, GLENN | CHIEF COMPLIANCE OFFICER | 2407619 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
