Kristen A. Wiberg
Professional summary
Kristen Ann Wiberg, who also goes by Kris Ann Wiberg, is a registered financial professional currently at SPIDERROCK EXS, LLC located in Chicago, Illinois.
Kristen is registered as a RR (Registered Representative) and started their career in finance in 1992. Kristen has worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kristen Ann Wiberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2024 - Present
SPIDERROCK EXS, LLC
Office #1: 300 S. Riverside Plaza Suite 2350, Chicago, IL 60606December 17, 2020 - October 18, 2022
SPIDERROCK EXS, LLC
May 14, 2020 - November 25, 2020
NORTHERN TRUST INVESTMENTS, INCORPORATED
March 2, 2020 - November 25, 2020
NORTHERN TRUST SECURITIES, INC.
June 27, 2003 - August 31, 2004
NT SECURITIES LLC
July 30, 2002 - August 12, 2002
BROKERTEC AMERICAS LLC
October 21, 1994 - September 7, 2001
J.P. MORGAN SECURITIES LLC
May 26, 1992 - June 7, 1994
CREDIT SUISSE SECURITIES (USA) LLC
April 30, 1992 - June 3, 1992
WILLIAM BLAIR
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/7/2024)
Exams
Series 7TO
Date: 3/2/2020
General Securities Representative ExaminationFINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
SPIDERROCK EXS, LLC
CRD#: 148743 / SEC#: , 8-68062
Contact information
FINRA licenses (23 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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