James A. Reinig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Arthur Reinig, who also goes by Jim Reinig, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1991. James had worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 1999 - December 8, 2021
REINIG & ASSOCIATES, LLC
January 1, 1999 - May 16, 2024
LPL FINANCIAL LLC
September 11, 1998 - May 16, 2024
LPL FINANCIAL LLC
November 7, 1991 - September 21, 1998
IDS LIFE INSURANCE COMPANY
November 7, 1991 - September 21, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
REINIG & ASSOCIATES, LLC
CRD#: 113710 / SEC#:
Contact information
Red Flags
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