Steven G. Kashian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven George Kashian SR, who also goes by Steven George Kashian, Trossell, was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1991. Steven had worked at 8 firms and has passed the Series 66, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 12, 2007 - November 15, 2007
NOBLE CAPITAL MARKETS, INC.
June 13, 2002 - August 3, 2005
SOURCE CAPITAL GROUP, INC.
October 16, 2001 - February 12, 2002
RUMSON CAPITAL, LLC
November 29, 1996 - October 25, 1999
MERIT CAPITAL ASSOCIATES, INC.
October 20, 1995 - November 15, 1996
LAIDLAW GLOBAL SECURITIES, INC.
February 17, 1994 - October 9, 1995
A. G. EDWARDS & SONS, INC.
February 27, 1992 - February 25, 1994
GILFORD SECURITIES INCORPORATED
October 28, 1991 - March 3, 1992
ROBERT TODD FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/13/2001
Limited Representative-Equity Trader ExamCurrent Firm
NOBLE CAPITAL MARKETS, INC.
CRD#: 15768 / SEC#: , 8-32706
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 9 |
| Arbitration | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
