Terry A. Allman

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CRD#: 2183313

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Terry Alan Allman, who also goes by Terry Alan Allman, was a registered financial professional .

Terry is a previously registered financial professional and started their career in finance in 1991. Terry had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Terry Alan Allman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 3, 2010 - February 28, 2013

OJM GROUP, LLC

RIA

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OJM GROUP, LLC

OJM GROUP | THE O'DELL GROUP, LLC | OJM INSTITUTIONAL GROUP | OJM GROUP, LLC

CRD#: 119850 / SEC#: 801-68466

RIA

Registered Investment Advisory firm - (10/24/2007 Approved)

Ohio

Registered Investment Advisory firm - (11/6/2007 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/11/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/1/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/2/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/18/2001

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OJM GROUP, LLC

OJM GROUP | THE O'DELL GROUP, LLC | OJM INSTITUTIONAL GROUP | OJM GROUP, LLC

CRD#: 119850 / SEC#: 801-68466

RIA

Registered Investment Advisory firm - (10/24/2007 Approved)

Ohio

Registered Investment Advisory firm - (11/6/2007 Terminated)

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Contact information

Main Address

8044 Montgomery Road Suite 440, Cincinnati, OH 45236

Mailing Address

Phone number

(513) 791-7525

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (21 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OJM GROUP- INTELLIGENT PORTFOLIOS ADV PART 2A (3/20/2025)

OJM GROUP- ADV PART 2A (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,795
AUM (Assets Under Management)	$ 803,278,252

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Terry A. Allman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

OJM GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/11/2006

Series 63

Date: 6/1/2001

Series 7

Date: 11/2/2006

Series 6

Date: 5/18/2001

Current Firm

OJM GROUP, LLC

Contact information

SEC notice filing (21 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OJM GROUP, LLC

TRUST BUT VERIFY

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