Leonard J. Brecken
Professional summary
Leonard Joseph Brecken, who also goes by Leonard J Brecken, Leonard J Saparata, is a registered financial advisor currently at BRECKEN CAPITAL ADVISORS, LLC located in Weddington, North Carolina.
Leonard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Leonard has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Leonard Joseph Brecken's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 1, 2019 - Present
BRECKEN CAPITAL ADVISORS, LLC
October 3, 2017 - February 6, 2019
OSAIC FS, INC.
October 3, 2017 - February 6, 2019
OSAIC FS, INC.
August 30, 2016 - October 12, 2017
WADDELL & REED
June 18, 2016 - October 12, 2017
WADDELL & REED
November 29, 1996 - June 30, 1998
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/1/2019)
Exams
Current Firm
BRECKEN CAPITAL ADVISORS, LLC
CRD#: 300728 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 30 |
| AUM (Assets Under Management) | $ 13,861,904 |
Red Flags
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