JH
John C. Hennessey
TSFG
Clarendon Hills, IL
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CRD#: 2183219
JH
Professional summary
John Charles Hennessey is a registered financial advisor currently at TSFG, LLC located in Clarendon Hills, Illinois.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. John has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 7/24/2019 - TSFG, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor -Started 07/14/2016 - 160 Hours Per Month During Securities Trading - IAR - I provide investment advisory services through TSFG, LLC, an independent investment advisor firm. I started this business activity in 07/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
2. 8/5/2019 - Inforce Solutions -Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/01/2019 - 4 Hours Per Month DuringSecurities Trading - Life Insurance and Fixed Annuity sales.
3. Officer and Partner; Vazza Real Estate Group; Investment Related:Yes; Location: 1266 Furnace Brook Parkway Quincy Ma 02169; Description of the business: Real Estate; Responsibilities Duties:Distribution and Investing; Start date with business: 12/15.2020; Hours devoted to business during trading hours: 10; Hoursdevoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business:25.
CRS (Client Relationship Summary) - RIA
Click below to view John Charles Hennessey's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 3, 2016 - Present
TSFG, LLC
RIA
CRD#: 172555
Clarendon Hills, IL
Past
July 14, 2016 - December 17, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
CLARENDON HILLS, IL
Past
November 17, 2003 - May 24, 2016
ALLIANZ LIFE FINANCIAL SERVICES, LLC
BD
CRD#: 612
MINNEAPOLIS, MN
Past
January 16, 2001 - November 26, 2003
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
CHICAGO, IL
Past
September 20, 2000 - November 26, 2003
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
May 25, 1999 - September 19, 2000
GLOBAL ATLANTIC DISTRIBUTORS, LLC
BD
CRD#: 8326
HARTFORD, CT
Past
October 22, 1993 - June 2, 1999
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
October 31, 1991 - October 27, 1993
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
October 31, 1991 - October 27, 1993
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TL
TSFG, LLC
ALCHEMY ADVISORS, LLC | TSFG, LLC | TS FINANCIAL GROUP, LLC | THE ASSOCIATES GROUP | GIBBONS FINANCIAL GROUP, INC. | CAPITAL STREET ADVISORS | ALCHEMY FINANCIAL GROUP
CRD#: 172555 / SEC#: 801-99339
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Illinois
Registered Investment Advisory firm - (6/3/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(12/3/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 12/5/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
TL
TSFG, LLC
ALCHEMY ADVISORS, LLC | TSFG, LLC | TS FINANCIAL GROUP, LLC | THE ASSOCIATES GROUP | GIBBONS FINANCIAL GROUP, INC. | CAPITAL STREET ADVISORS | ALCHEMY FINANCIAL GROUP
CRD#: 172555 / SEC#: 801-99339
RIA
Registered Investment Advisory firm - (6/3/2015 Approved)Illinois
Registered Investment Advisory firm - (6/3/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1052 N Western Avenue, Lake Forest, IL 60045
Mailing Address
Phone number
(847) 735-7100
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (21 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,651 |
| AUM (Assets Under Management) | $ 854,306,837 |
Red Flags
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