Margaret Powell
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Margaret Powell, who also goes by Margaret Del Toral, Margaret Garcia, was a registered financial professional .
Margaret is a previously registered financial professional and started their career in finance in 1992. Margaret had worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 12, 2014 - March 15, 2018
OMEGA POINT SECURITIES LLC
June 4, 2010 - November 4, 2024
KIDRON CAPITAL SECURITIES LLC
November 14, 2002 - December 31, 2013
HALPERN CAPITAL, INC.
March 27, 2001 - December 2, 2002
TRADESTATION SECURITIES, INC.
July 8, 1992 - January 27, 1995
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
OMEGA POINT SECURITIES LLC
CRD#: 168935 / SEC#: , 8-69344
Contact information
FINRA licenses (2 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OP ACQUISITION LLC | MEMBER | |
| SELF, JONATHAN ANDREW | CEO/CCO/FINOP/CFO | 4497531 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
