Richard M. Senatore
Professional summary
Richard Michael Senatore, who also goes by Rick Senatore, is a registered financial advisor currently at RCM WEALTH ADVISORS located in Bedford, New Hampshire.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Richard has worked at 6 firms and has passed the Series 65, Series 66, Series 63, Series 3, Series 7, Series 4, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Richard Michael Senatore's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 7, 2025 - Present
RCM WEALTH ADVISORS
September 6, 2018 - April 28, 2025
STONEWALL CAPITAL MANAGEMENT, L.L.C.
May 29, 2003 - February 26, 2004
OSAIC FS, INC.
October 4, 2001 - June 3, 2003
UBS FINANCIAL SERVICES INC.
August 23, 2001 - June 3, 2003
UBS FINANCIAL SERVICES INC.
March 31, 2000 - August 14, 2001
OSAIC FS, INC.
March 20, 1992 - February 22, 2000
TD AMERITRADE, INC.
November 25, 1991 - February 13, 1992
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
RCM WEALTH ADVISORS
CRD#: 153641 / SEC#: 801-92177
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/10/2025)
(1/7/2025)
Exams
Series 8
Date: 5/4/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RCM WEALTH ADVISORS
CRD#: 153641 / SEC#: 801-92177
Contact information
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 941 |
| AUM (Assets Under Management) | $ 324,000,000 |
Red Flags
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