Ignacio R. Failla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ignacio Rudolfo Failla, who also goes by Iggy Failla, Ignacio R Failla, Rudy Failla, was a registered financial professional .
Ignacio is a previously registered financial professional and started their career in finance in 1991. Ignacio had worked at 3 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 1993 - September 21, 1994
WESTFIELD FINANCIAL CORPORATION
July 23, 1992 - October 21, 1993
H.J. MEYERS & CO., INC.
November 11, 1991 - July 21, 1992
D. H. BLAIR & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTFIELD FINANCIAL CORPORATION
CRD#: 8143 / SEC#: , 8-24768
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
