Robert P. Riebesehl

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CRD#: 2183002

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Paul Riebesehl, who also goes by Bob Paul Riebesehl, Robert P Riebesehl, was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 1991. Robert had worked at 11 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Bob Paul Riebesehl | Robert P Riebesehl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 18, 2015 - December 16, 2019

PENTEGRA DISTRIBUTORS INC.

CRD#: 26249

WHITE PLAINS, NY

Past

January 15, 2014 - March 11, 2015

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

LINCOLN, NE

Past

May 18, 2011 - January 14, 2014

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

November 15, 2007 - April 29, 2011

EMPOWER FINANCIAL SERVICES, INC.

CRD#: 13109

GREENWOOD VILLAGE, CO

Past

January 20, 2005 - November 29, 2007

LINCOLN FINANCIAL DISTRIBUTORS, INC.

CRD#: 145

RADNOR, PA

Past

November 1, 2002 - December 16, 2004

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

Past

November 1, 1996 - August 27, 1997

GBS RETIREMENT SERVICES, INC.

CRD#: 34889

ROLLING MEADOWS, IL

Past

March 20, 1996 - November 12, 1996

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

September 13, 1995 - March 26, 1996

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

POUGHKEEPSIE, NY

Past

July 15, 1992 - August 4, 1995

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

October 25, 1991 - September 14, 1992

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

October 25, 1991 - September 14, 1992

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 3/5/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/8/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/31/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PENTEGRA DISTRIBUTORS INC.

PENTEGRA DISTRIBUTORS INC. | RETIREMENT SYSTEM DISTRIBUTORS INC.

CRD#: 26249 / SEC#: , 8-42445

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

701 Westchester Avenue Suite 320e, White Plains, NY 10604

Mailing Address

701 Westchester Avenue Suite 320e, White Plains, NY 10604

Phone number

(914) 821-9554

Established

Delaware since 05/25/1989

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
PENTEGRA SERVICES INC.	PARENT COMPANY
ERNST, LARS GERHARD	DIRECTOR, VP AND CCO	5197938
FINNEGAN, KEVIN O	DIRECTOR
WIETSMA, ERIC HANS	DIRECTOR AND PRESIDENT	3167584

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert P. Riebesehl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

JOHN HANCOCK DISTRIBUTORS LLC

EMPOWER FINANCIAL SERVICES, INC.

LINCOLN FINANCIAL DISTRIBUTORS, INC.

JOHN HANCOCK DISTRIBUTORS LLC

GBS RETIREMENT SERVICES, INC.

OSAIC WEALTH, INC.

PRIME CAPITAL SERVICES, INC.

VERAVEST INVESTMENTS, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/5/2004

SIE

Date: 10/1/2018

Series 7

Date: 4/8/2013

Series 6

Date: 10/31/2002

Current Firm

PENTEGRA DISTRIBUTORS INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

PENTEGRA DISTRIBUTORS INC.

TRUST BUT VERIFY

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