John Richard Ryer
Professional Summary
John Richard Ryer, who also goes by John R Ryer, is a registered financial advisor currently at NOBLES & RICHARDS ADVISORS, LLC located in Phoenix, Arizona and NOBLES & RICHARDS, INC. located in Phoenix, Arizona. John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. John has worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
John R Ryer
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
35 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
NOBLES & RICHARDS ADVISORS, LLC
Contact Information
Main Address
801 E. Plano Pkwy Suite 220, Plano, TX 75074Phone Number
(214) 642-6603# of Employees
6Documents
Regulatory Assets Under Management
Total Number of Accounts
128AUM (Assets Under Management)
$34,183,968Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
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Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 2016About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view John Richard Ryer's CRS (Customer Relationship Summary).
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