Anthony C. Larosa

PRIVATE COUNSEL GROUP, LTD.

Indianapolis, IN

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CRD#: 2182835

Professional summary

Anthony Charles Larosa, CFP®, who also goes by Anthony Charles La Rosa, Tony Larosa, is a registered financial advisor currently at PRIVATE COUNSEL GROUP, LTD. located in Indianapolis, Indiana.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Anthony has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 24, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony Charles La Rosa | Tony Larosa

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Private Counsel Group, LTD located at 225 N. New Jersey Unit 31 Indianapolis, IN 46204; Owner/Managing Director; Investment Advisory and Financial Planning since 1/1/2018. Total 120 hours devoted with 75 hours devoted during trading hours. 2. Indiana-Resident Insurance Agent located at 225 N. New Jersey Unit 31 Indianapolis, IN 46204; Agent since 5/8/1998; Sale of Fixed Insurance Products through TrueChoice Financial or directly through Insurance Carrier; 10 hours devoted monthly during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Charles Larosa's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 8, 2019 - Present

PRIVATE COUNSEL GROUP, LTD.

RIA

CRD#: 300083

Indianapolis, IN

Past

January 13, 2021 - December 31, 2023

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

CRD#: 7388

MCDONOUGH, GA

Past

July 9, 2020 - December 15, 2020

WWK INVESTMENTS, INC.

CRD#: 25184

NORTHVILLE, MI

Past

July 12, 2005 - February 25, 2019

J.J.B. HILLIARD, W.L. LYONS, LLC

RIA

CRD#: 453

INDIANAPOLIS, IN

Past

July 12, 2005 - February 25, 2019

J.J.B. HILLIARD, W.L. LYONS, LLC

CRD#: 453

INDIANAPOLIS, IN

Past

September 19, 2000 - July 14, 2005

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

GREENWOOD, IN

Past

August 25, 2000 - July 14, 2005

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

April 3, 1998 - September 1, 2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

October 21, 1991 - February 10, 1992

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(5/20/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/18/1998

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 10/21/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 9/9/2009

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 4/2/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 9/4/2009

General Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 1/29/2001

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/4/2001

General Securities Sales Supervisor - General Module Examination

Current Firm

PRIVATE COUNSEL GROUP, LTD.

CRD#: 300083 / SEC#: 801-114576

RIA

Registered Investment Advisory firm - (5/21/2019 Terminated)

Indiana

Registered Investment Advisory firm - (5/20/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Indianapolis, IN

Mailing Address

350 Massachusetts Avenue Suite 300, Indianapolis, IN 46204

Phone number

(317) 627-8957

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	152
AUM (Assets Under Management)	$ 102,357,543

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Anthony C. Larosa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Charles Larosa's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

WWK INVESTMENTS, INC.

J.J.B. HILLIARD, W.L. LYONS, LLC

J.J.B. HILLIARD, W.L. LYONS, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MUTUAL SERVICE CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 3/18/1998

Series 63

Date: 10/21/1991

SIE

Date: 10/1/2018

Series 31

Date: 9/9/2009

Series 7

Date: 4/2/1998

Series 24

Date: 9/4/2009

Series 9

Date: 1/29/2001

Series 10

Date: 1/4/2001

Current Firm

PRIVATE COUNSEL GROUP, LTD.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRIVATE COUNSEL GROUP, LTD.

TRUST BUT VERIFY

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