James A. Kolinos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Anthony Kolinos, AIF® was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1991. James had worked at 6 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2004 - October 26, 2022
NWK GROUP
July 13, 2004 - July 29, 2011
FIRST ALLIED SECURITIES, INC.
August 16, 2002 - August 3, 2012
FIRST ALLIED SECURITIES, INC.
March 31, 1997 - September 10, 2002
HOTOVEC, POMERANZ & CO., LLC
September 16, 1996 - April 7, 1997
FIRST ALLIED SECURITIES, INC.
September 1, 1995 - September 12, 1996
ROUND HILL SECURITIES, INC.
May 17, 1994 - August 25, 1995
WELLS FARGO SECURITIES INC.
December 12, 1991 - November 28, 1992
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
Primary Firm SEC Registration
NWK GROUP
CRD#: 124186 / SEC#: 801-61649
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NWK GROUP
CRD#: 124186 / SEC#: 801-61649
Contact information
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 464 |
| AUM (Assets Under Management) | $ 570,943,172 |
Red Flags
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