Robert G. Helms
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert George Helms, who also goes by Rob Helms, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1991. Robert had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 17, 2005 - April 21, 2006
SPUR SECURITIES GROUP, INC.
January 15, 2003 - December 6, 2004
TEXAS SECURITIES, INC.
September 17, 1997 - October 9, 2001
PRUDENTIAL EQUITY GROUP, LLC
January 27, 1993 - September 30, 1997
PRINCIPAL FINANCIAL SECURITIES,INC.
October 16, 1991 - December 23, 1992
POWELL & SATTERFIELD, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SPUR SECURITIES GROUP, INC.
CRD#: 135039 / SEC#: , 8-66887
Contact information
Documents
Red Flags
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