Edward M. Schuh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Michael Schuh was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1991. Edward had worked at 12 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 8, 2020 - July 24, 2020
USAA INVESTMENT SERVICES COMPANY
April 2, 2019 - June 8, 2020
USAA FINANCIAL ADVISORS, INC.
January 15, 2018 - May 17, 2018
FRONTIER SOLUTIONS, LLC
January 16, 2016 - August 18, 2016
PRINCIPAL FUNDS DISTRIBUTOR, INC.
June 29, 2010 - August 18, 2016
PRINCIPAL ASSET MANAGEMENT
March 29, 2007 - April 5, 2016
PRINCIPAL SECURITIES, INC.
August 31, 2004 - January 28, 2005
PRINCIPAL FUNDS DISTRIBUTOR, INC.
September 8, 1998 - December 12, 2002
VP DISTRIBUTORS LLC
December 16, 1996 - August 10, 1998
NICHOLAS-APPLEGATE SECURITIES LLC
July 15, 1996 - November 22, 1996
FIDELITY DISTRIBUTORS COMPANY LLC
June 15, 1995 - June 26, 1996
NICHOLAS-APPLEGATE SECURITIES LLC
March 31, 1993 - April 29, 1994
BARNETT INVESTMENTS, INC.
November 2, 1992 - April 7, 1993
UBS FINANCIAL SERVICES INC.
October 31, 1991 - April 12, 1993
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
USAA INVESTMENT SERVICES COMPANY
CRD#: 5475 / SEC#: 801-126328, 8-41241
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| USAA INVESTMENT CORPORATION (PARENT CO.) | SHAREHOLDER | |
| BEALL, KEVIN DOUGLAS | VICE PRESIDENT, DIRECTOR | 4202452 |
| CARTER, BRANDON DANE | DIRECTOR, CHAIRMAN OF THE BOARD | 2939393 |
| ECK, FRANK THOMAS IV | SECRETARY | 7979835 |
| FLORES, JENNIFER MARGRET | FINOP AND PRINCIPAL FINANCIAL OFFICER | 4175069 |
| HANKS, KARE ELIZABETH | DIRECTOR, VICE PRESIDENT | 2883762 |
| MUIR, JAMES DYER | CHIEF COMPLIANCE OFFICER | 2801996 |
| PEREZ-ROSSELLO, MADELINE IVETTE | ASSISTANT VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 4033239 |
| STORK, MARY ELIZABETH | DIRECTOR | 2960253 |
| WHITE, WILLIAM SWEENEY | PRESIDENT, VICE-CHAIRMAN, DIRECTOR | 4843743 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
