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MF

Mark I. Flicker

TIGERBRIDGE CAPITAL
Albany, NY 12205
Some features on this profile are disabled
CRD#: 2182335
MF

Professional summary

Mark Ira Flicker is a registered financial professional currently at TIGERBRIDGE CAPITAL located in Albany, New York.

Mark is registered as a RR (Registered Representative) and started their career in finance in 1991. Mark has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 79 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Mark Ira Flicker's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 24, 2020 - Present

TIGERBRIDGE CAPITAL

Office #1: 187 Wolf Road, Suite 300, Albany, NY 12205
BD
CRD#: 293066
Albany, NY
Past

March 31, 2015 - March 30, 2020

RELATED FINANCIAL SERVICES, LLC

BD
CRD#: 170005
NEW YORK, NY
Past

October 7, 1991 - March 12, 1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
Past

October 7, 1991 - March 12, 1992

PRUCO SECURITIES, LLC.

BD
CRD#: 5685

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(7/24/2020)

Exams

State Security Law Exam
RR
Series 63
Date: 12/10/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/13/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 3/31/2015
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 10/4/1991
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TC
TIGERBRIDGE CAPITAL
TIGERBRIDGE CAPITAL | TIGERBRIDGE CAPITAL LLC

CRD#: 293066 / SEC#: , 8-70086

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
187 Wolf Road, Suite 300, Albany, NY 12205
Mailing Address
187 Wolf Road, Suite 300, Albany, NY 12205
Phone number
(917) 714-0452
Established
Delaware since 06/14/2017
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (5 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
TIGERBRIDGE HOLDINGS LLCSHAREHOLDER
BEATON, DANIEL STEWARTFINANCIAL AND OPERATIONS PRINCIPAL4240769
GARDINIER, JUSTIN SCHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER4334703

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TIGERBRIDGE CAPITAL

CRD#: 293066Albany, NY 12205

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