JV
John J. Valecce
BMO CAPITAL MARKETS
Boca Raton, FL 33432
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CRD#: 2182293
JV
Professional summary
John Joseph Valecce is a registered financial professional currently at BMO CAPITAL MARKETS CORP. located in Boca Raton, Florida.
John is registered as a RR (Registered Representative) and started their career in finance in 1992. John has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view John Joseph Valecce's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 9, 2011 - Present
BMO CAPITAL MARKETS CORP.
Office #1: 433 Plaza Real Suite 267, Boca Raton, FL 33432BD
CRD#: 16686
Boca Raton, FL
Past
June 10, 2014 - October 20, 2015
BMO CAPITAL MARKETS GKST INC.
BD
CRD#: 8352
NEW YORK, NY
Past
September 8, 2009 - February 2, 2011
CRT CAPITAL GROUP LLC
BD
CRD#: 28830
STAMFORD, CT
Past
December 12, 2008 - September 10, 2009
BEDROK SECURITIES LLC
BD
CRD#: 13134
RYE, NY
Past
September 22, 2008 - November 20, 2008
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Past
June 21, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
March 5, 2004 - May 8, 2007
BARCLAYS CAPITAL INC.
BD
CRD#: 19714
NEW YORK, NY
Past
July 2, 2002 - March 18, 2004
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
June 19, 2000 - October 12, 2001
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
NEW YORK, NY
Past
November 28, 1997 - June 13, 2000
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
March 26, 1996 - September 1, 1998
SALOMON BROTHERS INC.
BD
CRD#: 740
NEW YORK, NY
Past
February 10, 1992 - September 19, 1995
INTESA SANPAOLO IMI SECURITIES CORP.
BD
CRD#: 19418
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/9/2011)
RR
Alaska(2/9/2011)
RR
Arizona(2/9/2011)
RR
Arkansas(2/9/2011)
RR
California(2/9/2011)
RR
Colorado(2/9/2011)
RR
Connecticut(2/9/2011)
RR
Delaware(2/9/2011)
RR
District of Columbia(2/9/2011)
RR
Florida(2/9/2011)
RR
Georgia(2/9/2011)
RR
Hawaii(1/14/2020)
RR
Idaho(2/9/2011)
RR
Illinois(2/9/2011)
RR
Indiana(2/9/2011)
RR
Iowa(2/9/2011)
RR
Kansas(2/9/2011)
RR
Kentucky(2/9/2011)
RR
Louisiana(2/9/2011)
RR
Maine(2/9/2011)
RR
Maryland(2/9/2011)
RR
Massachusetts(2/9/2011)
RR
Michigan(2/9/2011)
RR
Minnesota(2/9/2011)
RR
Mississippi(2/9/2011)
RR
Missouri(2/9/2011)
RR
Montana(2/9/2011)
RR
Nebraska(2/9/2011)
RR
Nevada(2/9/2011)
RR
New Hampshire(2/9/2011)
RR
New Jersey(2/9/2011)
RR
New Mexico(2/9/2011)
RR
New York(2/9/2011)
RR
North Carolina(2/9/2011)
RR
North Dakota(1/14/2020)
RR
Ohio(2/9/2011)
RR
Oklahoma(2/9/2011)
RR
Oregon(2/9/2011)
RR
Pennsylvania(2/9/2011)
RR
Puerto Rico(2/9/2011)
RR
Rhode Island(2/9/2011)
RR
South Carolina(2/9/2011)
RR
South Dakota(1/14/2020)
RR
Tennessee(2/9/2011)
RR
Texas(2/9/2011)
RR
Utah(2/9/2011)
RR
Vermont(2/9/2011)
RR
Virgin Islands(1/14/2024)
RR
Virginia(2/9/2011)
RR
Washington(2/9/2011)
RR
West Virginia(2/9/2011)
RR
Wisconsin(2/9/2011)
RR
Wyoming(2/9/2011)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
BC
BMO CAPITAL MARKETS CORP.
B2RICK SECURITIES | HARRIS NESBITT GERARD, INC. | HARRIS NESBITT CORP. | GERARD KLAUER MATTISON & COMPANY | GERARD KLAUER MATTISON & CO.,L.L.C. | GERARD KLAUER MATTISON & CO., L.L.C. | GERARD KLAUER MATTISON & CO., INC. | BRICK SECURITIES PARTNERS, L.P. | BRICK SECURITIES ASSOCIATES | BMO CAPITAL MARKETS CORP.
CRD#: 16686 / SEC#: 801-73047, 8-34344
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
151 West 42nd Street, New York, NY 10036
Mailing Address
151 West 42nd Street, New York, NY 10036
Phone number
(212) 702-1101
Established
Delaware since 03/28/1988
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,275
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | SHAREHOLDER | |
| BRICKLEY, THOMAS JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 3028843 |
| ESTEY, WARREN FRANCIS | MANAGING DIRECTOR, INVESTMENT BANKING | 3114183 |
| FORLENZA, MICHAEL | HEAD, CHIEF OPERATING OFFICER | 5886049 |
| KAHRAMAN, LEVENT | MANAGING DIRECTOR, GLOBAL MARKETS | 2802822 |
| WOODWARD, JOEL EDWARD | CHIEF FINANCIAL OFFICER | 5467904 |
| YUKILEVICH, DANIEL | CHIEF COMPLIANCE OFFICER | 5635481 |
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,210,751,477 |
Disclosures
| Regulatory Event | 46 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BMO CAPITAL MARKETS CORP.
CRD#: 16686Boca Raton, FL 33432TRUST BUT VERIFY
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